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CHAPTER FIVE
The Material and Sources of Dreams
Having realised, as a result of analysing the dream of Irma's injection, that
the dream was
the fulfilment of a wish, we were immediately interested to ascertain whether we
had
thereby discovered a general characteristic of dreams, and for the time being we
put aside
every other scientific problem which may have suggested itself in the course of
the
interpretation. Now that we have reached the goal on this one path, we may turn
back and
select a new point of departure for exploring dream-problems, even though we may
for a
time lose sight of the theme of wish-fulfilment, which has still to be further
considered.
Now that we are able, by applying our process of interpretation, to detect a
latent dreamcontent
whose significance far surpasses that of the manifest dream-content, we are
naturally impelled to return to the individual dream-problems, in order to see
whether the
riddles and contradictions which seemed to elude us when we had only the
manifest
content to work upon may not now be satisfactorily solved.
The opinions of previous writers on the relation of dreams to waking life, and
the origin
of the material of dreams, have not been given here. We may recall however three
peculiarities of the memory in dreams, which have often been noted, but never
explained:
1. That the dream clearly prefers the impressions of the last few days (Robert,
Strümpell, Hildebrandt; also Weed-Hallam);
2. That it makes a selection in accordance with principles other than those
governing
our waking memory, in that it recalls not essential and important, but
subordinate
and disregarded things;
3. That it has at its disposal the earliest impressions of our childhood, and
brings to
light details from this period of life, which, again, seem trivial to us, and
which in
waking life were believed to have been long since forgotten.1
These peculiarities in the dream's choice of material have, of course, been
observed by
previous writers in the manifest dream-content.
1 It is evident that Robert's idea -- that the dream is intended to rid our
memory of the
useless impressions which it has received during the day -- is no longer tenable
if
indifferent memories of our childhood appear in our dreams with some degree of
frequency. We should be obliged to conclude that our dreams generally perform
their
prescribed task very inadequately.
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A -- RECENT AND INDIFFERENT IMPRESSIONS IN THE DREAM
If I now consult my own experience with regard to the origin of the elements
appearing in
the dream-content, I must in the first place express the opinion that in every
dream we
may find some reference to the experiences of the preceding day. Whatever dream
I turn
to, whether my own or someone else's, this experience is always confirmed.
Knowing
this, I may perhaps begin the work of interpretation by looking for the
experience of the
preceding day which has stimulated the dream; in many cases this is indeed the
quickest
way. With the two dreams which I subjected to a close analysis in the last
chapter (the
dreams of Irma`s injection, and of the uncle with the yellow beard) the
reference to the
preceding day is so evident that it needs no further elucidation. But in order
to show how
constantly this reference may be demonstrated, I shall examine a portion of my
own
dream-chronicle. I shall relate only so much of the dreams as is necessary for
the
detection of the dream-source in question.
1. I pay a call at a house to which I gain admittance only with difficulty,
etc., and meanwhile I am keeping a woman waiting for me.
Source: A conversation during the evening with a female relative to the
effect that she would have to wait for a remittance for which she had
asked, until. . . etc.
2. I have written a monograph on a species (uncertain) of plant.
Source: In the morning I had seen in a bookseller's window a
monograph on the genus Cyclamen.
3. I see two women in the street, mother and daughter, the latter being a
patient.
Source: A female patient who is under treatment had told me in the
evening what difficulties her mother puts in the way of her continuing the
treatment.
4. At S. and R.'s bookshop I subscribe to a periodical which costs 20
florins annually.
Source: During the day my wife has reminded me that I still owe her 20
florins of her weekly allowance.
5. I receive a communication from the Social Democratic Committee, in
which I am addressed as a member.
Source: I have received simultaneous communications from the Liberal
Committee on Elections and from the president of the Humanitarian
Society, of which latter I am actually a member.
6. A man on a steep rock rising from the sea, in the manner of Böcklin.
Source: Dreyfus on Devil's Island; also news from my relatives in
England, etc.
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The question might be raised, whether a dream invariably refers to the events of
the
preceding day only, or whether the reference may be extended to include
impressions
from a longer period of time in the immediate past. This question is probably
not of the
first importance, but I am inclined to decide in favour of the exclusive
priority of the day
before the dream (the dream-day). Whenever I thought I had found a case where an
impression two or three days old was the source of the dream, I was able to
convince
myself after careful investigation that this impression had been remembered the
day
before; that is, that a demonstrable reproduction on the day before had been
interpolated
between the day of the event and the time of the dream: and further, I was able
to point to
the recent occasion which might have given rise to the recollection of the older
impression. On the other hand, I was unable to convince myself that a regular
interval of
biological significance (H. Swoboda gives the first interval of this kind as
eighteen hours)
elapses between the dream-exciting daytime impression and its recurrence in the
dream.
I believe, therefore, that for every dream a dream-stimulus may be found among
those
experiences `on which one has not yet slept.'
Havelock Ellis, who has likewise given attention to this problem, states that he
has not
been able to find any such periodicity of reproduction in his dreams, although
he has
looked for it. He relates a dream in which he found himself in Spain; he wanted
to travel
to a place called Daraus, Varaus, or Zaraus. On awaking he was unable to recall
any
such place-names, and thought no more of the matter. A few months later he
actually
found the name Zaraus; it was that of a railway-station between San Sebastian
and
Bilbao, through which he had passed in the train eight months (250 days) before
the date
of the dream.
Thus the impressions of the immediate past (with the exception of the day before
the
night of the dream) stands in the same relation to the dream-content as those of
periods
indefinitely remote. The dream may select its material from any period of life,
provided
only that a chain of thought leads back from the experiences of the day of the
dream (the
`recent' impressions) of that earlier period.
But why this preference for recent impressions? We shall arrive at some
conjectures on
this point if we subject one of the dreams already mentioned to a more precise
analysis. I
select the
Dream of the Botanical Monograph
I have written a monograph on a certain plant. The book lies before me; I am
just turning
over a folded coloured plate. A dried specimen of the plant, as though from a
herbarium,
is bound up with every copy.
Analysis -- In the morning I saw in a bookseller's window a volume entitled The
Genus
Cyclamen, apparently a monograph on this plant.
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The cyclamen is my wife's favourite flower. I reproach myself for remembering so
seldom to bring her flowers, as she would like me to do. In connection with the
theme of
giving her flowers, I am reminded of a story which I recently told some friends
of mine in
proof of my assertion that we often forget in obedience to a purpose of the
unconscious,
and that forgetfulness always enables us to form a deduction about the secret
disposition
of the forgetful person. A young woman who has been accustomed to receive a
bouquet
of flowers from her husband on her birthday misses this token of affection on
one of her
birthdays, and bursts into tears. The husband comes in, and cannot understand
why she is
crying until she tells him: `Today is my birthday.' He claps his hand to his
forehead, and
exclaims: `Oh, forgive me, I had completely forgotten it!' and proposes to go
out
immediately in order to get her flowers. But she refuses to be consoled, for she
sees in
her husband's forgetfulness a proof that she no longer plays the same part in
his thoughts
as she formerly did. This Frau L. met my wife two days ago, told her that she
was feeling
well, and asked after me. Some years ago she was a patient of mine.
Supplementary facts: I did once actually write something like a monograph on a
plant,
namely, an essay on the coca plant, which attracted the attention of K. Koller
to the
anaesthetic properties of cocaine. I had hinted that the alkaloid might be
employed as an
anaesthetic, but I was not thorough enough to pursue the matter farther. It
occurs to me,
too, that on the morning of the day following the dream (for the interpretation
of which I
did not find time until the evening) I had thought of cocaine in a kind of
day-dream. If I
were ever afflicted with glaucoma, I would go to Berlin, and there undergo an
operation,
incognito, in the house of my Berlin friend, at the hands of a surgeon whom he
would
recommend. The surgeon, who would not know the name of his patient, would boast,
as
usual, how easy these operations had become since the introduction of cocaine;
and I
should not betray the fact that I myself had a share in this discovery. With
this fantasy
were connected thoughts of how awkward it really is for a physician to claim the
professional services of a colleague. I should be able to pay the Berlin eye
specialist, who
did not know me, like anyone else. Only after recalling this day-dream do I
realise that
there is concealed behind it the memory of a definite event. Shortly after
Koller's
discovery, my father contracted glaucoma; he was operated on by my friend Dr
Königstein, the eye specialist. Dr Koller was in charge of the cocaine
anaesthetisation,
and he made the remark that on this occasion all the three persons who had been
responsible for the introduction of cocaine had been brought together.
My thoughts now pass on to the time when I was last reminded of the history of
cocaine.
This was a few days earlier, when I received a Festschrift, a publication in
which grateful
pupils had commemorated the jubilee of their teacher and laboratory director.
Among the
titles to fame of persons connected with the laboratory I found a note to the
effect that the
discovery of the anaesthetic properties of cocaine had been due to K. Koller.
Now I
suddenly become aware that the dream is connected with an experience of the
previous
evening. I had just accompanied Dr Königstein to his home, and had entered into
a
discussion of a subject which excites me greatly whenever it is mentioned. While
I was
talking with him in the entrance-hall Professor Gärtner and his young wife came
up. I
could not refrain from congratulating them both upon their blooming appearance.
Now
Professor Gärtner is one of the authors of the Festschrift of which I have just
spoken, and
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he may well have reminded me of it. And Frau L., of whose birthday
disappointment I
spoke a little way back, had been mentioned, though of course in another
connection, in
my conversation with Dr Königstein.
I shall now try to elucidate the other determinants of the dream-content. A
dried
specimen of the plant accompanies the monograph, as though it were a herbarium.
And
herbarium reminds me of the `gymnasium'. The director of our `gymnasium' once
called
the pupils of the upper classes together, in order that they might examine and
clean the
`gymnasium' herbarium. Small insects had been found -- book-worms. The director
seemed to have little confidence in my ability to assist, for he entrusted me
with only a
few of the pages. I know to this day that there were crucifers on them. My
interest in
botany was never very great. At my preliminary examination in botany I was
required to
identify a crucifer, and failed to recognise it; had not my theoretical
knowledge come to
my aid, I should have fared badly indeed. Crucifers suggest composites. The
artichoke is
really a composite, and in actual fact one which I might call my favourite
flower. My
wife, more thoughtful than I, often brings this favourite flower of mine home
from the
market.
I see the monograph which I have written lying before me. Here again there is an
association. My friend wrote to me yesterday from Berlin: `I am thinking a great
deal
about your dream-book. I see it lying before me, completed, and I turn the
pages.' How I
envied him this power of vision! If only I could see it lying before me, already
completed!
The folded coloured plate. When I was a medical student I suffered a sort of
craze for
studying monographs exclusively. In spite of my limited means, I subscribed to a
number
of the medical periodicals, whose coloured plates afforded me much delight. I
was rather
proud of this inclination to thoroughness. When I subsequently began to publish
books
myself, I had to draw the plates for my own treatises, and I remember one of
them turned
out so badly that a well-meaning colleague ridiculed me for it. With this is
associated, I
do not exactly know how, a very early memory of my childhood. My father, by way
of a
jest, once gave my elder sister and myself a book containing coloured plates
(the book
was a narrative of a journey through Persia) in order that we might destroy it.
From an
educational point of view this was hardly to be commended. I was at the time
five years
old, and my sister less than three, and the picture of us two children
blissfully tearing the
book to pieces (I should add, like an artichoke, leaf by leaf), is almost the
only one from
this period of my life which has remained vivid in my memory. When I afterwards
became a student, I developed a conspicuous fondness for collecting and
possessing
books (an analogy to the inclination for studying from monographs, a hobby
alluded to in
my dream-thoughts, in connection with cyclamen and artichoke). I became a
book-worm
(cf. herbarium). Ever since I have been engaged in introspection I have always
traced this
earliest passion of my life to this impression of my childhood: or rather, I
have
recognised in this childish scene a `screen or concealing memory' for my
subsequent
bibliophilia.1 And of course I learned at an early age that our passions often
become our
misfortunes. When I was seventeen, I ran up a very considerable account at the
bookseller's, with no means with which to settle it, and my father would hardly
accept it
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as an excuse that my passion was at least a respectable one. But the mention of
this
experience of my youth brings me back to my conversation with my friend Dr
Königstein
on the evening preceding the dream; for one of the themes of this conversation
was the
same old reproach -- that I am much too absorbed in my hobbies.
For reasons which are not relevant here I shall not continue the interpretation
of this
dream, but will merely indicate the path which leads to it. In the course of the
interpretation I was reminded of my conversation with Dr Königstein, and,
indeed, of
more than one portion of it. When I consider the subjects touched upon in this
conversation, the meaning of the dream immediately becomes clear to me. All the
trains
of thought which have been started -- my own inclinations, and those of my wife,
the
cocaine, the awkwardness of securing medical treatment from one's own
colleagues, my
preference for monographical studies, and my neglect of certain subjects, such
as botany
-- all these are continued in and lead up to one branch or another of this
widely-ramified
conversation. The dream once more assumes the character of a justification, of a
plea for
my rights (like the dream of Irma's injection, the first to be analysed); it
even continues
the theme which that dream introduced, and discusses it in association with the
new
subject-matter which has been added in the interval between the two dreams. Even
the
dream's apparently indifferent form of expression at once acquires a meaning.
Now it
means: `I am indeed the man who has written that valuable and successful
treatise (on
cocaine)', just as previously I declared in self-justification: `I am after all
a thorough and
industrious student'; and in both instances I find the meaning: `I can allow
myself this.'
But I may dispense with the further interpretation of the dream, because my only
purpose
in recording it was to examine the relation of the dream-content to the
experience of the
previous day which arouses it. As long as I know only the manifest content of
this dream,
only one relation to any impression of the day is obvious; but after I have
completed the
interpretation, a second source of the dream becomes apparent in another
experience of
the same day. The first of these impressions to which the dream refers is an
indifferent
one, a subordinate circumstance. I see a book in a shop window whose title holds
me for
a moment, but whose contents would hardly interest me. The second experience was
of
great psychic value; I talked earnestly with my friend, the eye specialist, for
about an
hour; I made allusions in this conversation which must have ruffled the feelings
of both
of us, and which in me awakened memories in connection with which I was aware of
a
great variety of inner stimuli. Further, this conversation was broken off
unfinished,
because some acquaintances joined us. What, now, is the relation of these two
impressions of the day to one another, and to the dream which followed during
the night?
In the manifest dream-content I find merely an allusion to the indifferent
impression, and
I am thus able to reaffirm that the dream prefers to take up into its content
experiences of
a nonessential character. In the dream-interpretation, on the contrary,
everything
converges upon the important and justifiably disturbing event. If I judge the
sense of the
dream in the only correct way, according to the latent content which is brought
to light in
the analysis, I find that I have unwittingly lighted upon a new and important
discovery. I
see that the puzzling theory that the dream deals only with the worthless odds
and ends of
the day's experiences has no justification; I am also compelled to contradict
the assertion
that the psychic life of the waking state is not continued in the dream, and
that hence, the
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dream wastes our psychic energy on trivial material. The very opposite is true;
what has
claimed our attention during the day dominates our dream-thoughts also, and we
take
pains to dream only in connection with such matters as have given us food for
thought
during the day.
Perhaps the most immediate explanation of the fact that I dream of the
indifferent
impression of the day, while the impression which has with good reason excited
me
causes me to dream, is that here again we are dealing with the phenomenon of
dreamdistortion,
which we have referred to as a psychic force playing the part of a censorship.
The recollection of the monograph on the genus cyclamen is utilised as though it
were an
allusion to the conversation with my friend, just as the mention of my patient's
friend in
the dream of the deferred supper is represented by the allusion `smoked salmon'.
The
only question is, by what intermediate links can the impression of the monograph
come
to assume the relation of allusion to the conversation with the eye specialist,
since such a
relation is not at first perceptible? In the example of the deferred supper the
relation is
evident at the outset; `smoked salmon', as the favourite dish of the patient's
friend,
belongs to the circle of ideas which the friend's personality would naturally
evoke in the
mind of the dreamer. In our new example we are dealing with two entirely
separate
impressions, which at first glance seem to have nothing in common, except indeed
that
they occur on the same day. The monograph attracts my attention in the morning:
in the
evening I take part in the conversation. The answer furnished by the analysis is
as
follows: Such relations between the two impressions as do not exist from the
first are
established subsequently between the idea-content of the one impression and the
ideacontent
of the other. I have already picked out the intermediate links emphasised in the
course of writing the analysis. Only under some outside influence, perhaps the
recollection of the flowers missed by Frau L., would the idea of the monograph
on the
cyclamen have attached itself to the idea that the cyclamen is my wife's
favourite flower.
I do not believe that these inconspicuous thoughts would have sufficed to evoke
a dream.
There needs no ghost, my lord, come from the grave
To tell us this,
as we read in Hamlet. But behold! in the analysis I am reminded that the name of
the man
who interrupted our conversation was Gärtner (gardener), and that I thought his
wife
looked blooming; indeed, now I even remember that one of my female patients, who
bears the pretty name of Flora, was for a time the main subject of our
conversation. It
must have happened that by means of these intermediate links from the sphere of
botanical ideas the association was effected between the two events of the day,
the
indifferent one and the stimulating one. Other relations were then established,
that of
cocaine for example, which can with perfect appropriateness form a link between
the
person of Dr Königstein and the botanical monograph which I have written, and
thus
secure the fusion of the two circles of ideas, so that now a portion of the
first experience
may be used as an allusion to the second.
I am prepared to find this explanation attacked as either arbitrary or
artificial. What
would have happened if Professor Gärtner and his blooming wife had not appeared,
and
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if the patient who was under discussion had been called, not Flora, but Anna?
And yet the
answer is not hard to find. If these thought-relations had not been available,
others would
probably have been selected. It is easy to establish relations of this sort, as
the jocular
questions and conundrums with which we amuse ourselves suffice to show. The
range of
wit is unlimited. To go a step farther: if no sufficiently fertile associations
between the
two impressions of the day could have been established, the dream would simply
have
followed a different course; another of the indifferent impressions of the day,
such as
come to us in multitudes and are forgotten, would have taken the place of the
monograph
in the dream, would have formed an association with the content of the
conversation, and
would have represented this in the dream. Since it was the impression of the
monograph
and no other that was fated to perform this function, this impression was
probably that
most suitable for the purpose. One need not, like Lessing's Hänschen Schlau, be
astonished that `only the rich people of the world possess the most money.'
Still, the psychological process by which, according to our exposition, the
indifferent
experience substitutes itself for the psychologically important one seems to us
odd and
open to question. In a later chapter we shall undertake the task of making the
peculiarities
of this seemingly incorrect operation more intelligible. Here we are concerned
only with
the result of this process, which we were compelled to accept by constantly
recurring
experiences in the analysis of dreams. In this process it is as though, in the
course of the
intermediate steps, a displacement occurs -- let us say, of the psychic accent
-- until ideas
of feeble potential, by taking over the charge from ideas which have a stronger
initial
potential, reach a degree of intensity which enables them to force their way
into
consciousness. Such displacements do not in the least surprise us when it is a
question of
the transference of affective magnitudes or of motor activities. That the lonely
spinster
transfers her affection to animals, that the bachelor becomes a passionate
collector, that
the soldier defends a scrap of coloured cloth -- his flag -- with his
life-blood, that in a
love-affair a clasp of the hands a moment longer than usual evokes a sensation
of bliss, or
that in Othello a lost handkerchief causes an outburst of rage -- all these are
examples of
psychic displacements which to us seem incontestable. But if, by the same means,
and in
accordance with the same fundamental principles, a decision is made as to what
is to
reach our consciousness and what is to be withheld from it -- that is to say,
what we are to
think -- this gives us the impression of morbidity, and if it occurs in waking
life we call it
an error of thought. We may here anticipate the result of a discussion which
will be
undertaken later, namely, that the psychic process which we have recognised in
dreamdisplacement
proves to be not a morbidly deranged process, but one merely differing
from the normal, one of a more primary nature.
Thus we interpret the fact that the dream-content takes up remnants of trivial
experiences
as a manifestation of dream-distortion (by displacement), and we thereupon
remember
that we have recognised this dream-distortion as the work of a censorship
operating
between the two psychic instances. We may therefore expect that dream-analysis
will
constantly show us the real and psychically significant source of the dream in
the events
of the day, the memory of which has transferred its accentuation to some
indifferent
memory. This conception is in complete opposition to Robert's theory, which
consequently has no further value for us. The fact which Robert was trying to
explain
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simply does not exist; its assumption is based on a misunderstanding, on a
failure to
substitute the real meaning of the dream for its apparent meaning. A further
objection to
Robert's doctrine is as follows: If the task of the dream were really to rid our
memory, by
means of a special psychic activity, of the `slag' of the day's recollections,
our sleep
would perforce be more troubled, engaged in more strenuous work, than we can
suppose
it to be, judging by our waking thoughts. For the number of the indifferent
impressions of
the day against which we should have to protect our memory is obviously
immeasurably
large; the whole night would not be long enough to dispose of them all. It is
far more
probable that the forgetting of the indifferent impressions takes place without
any active
interference on the part of our psychic powers.
Still, something cautions us against taking leave of Robert`s theory without
further
consideration. We have left unexplained the fact that one of the indifferent
impressions of
the day -- indeed, even of the previous day -- constantly makes a contribution
to the
dream-content. The relations between this impression and the real source of the
dream in
the unconscious do not always exist from the outset; as we have seen, they are
established
subsequently, while the dream is actually at work, as though to serve the
purpose of the
intended displacement. Something, therefore, must necessitate the opening up of
connections in the direction of the recent but indifferent impression; this
impression must
possess some quality that gives it a special fitness. Otherwise it would be just
as easy for
the dream-thoughts to shift their accentuation to some inessential component of
their own
sphere of ideas.
Experiences such as the following show us the way to an explanation: If the day
has
brought us two or more experiences which are worthy to evoke a dream, the dream
will
blend the allusion of both into a single whole: it obeys a compulsion to make
them into a
single whole. For example: One summer afternoon I entered a railway carriage in
which I
found two acquaintances of mine who were unknown to one another. One of them was
an
influential colleague, the other a member of a distinguished family which I had
been
attending in my professional capacity. I introduced the two gentlemen to each
other; but
during the long journey they conversed with each other through me, so that I had
to
discuss this or that topic now with one, now with the other. I asked my
colleague to
recommend a mutual acquaintance who had just begun to practise as a physician.
He
replied that he was convinced of the young man's ability, but that his
undistinguished
appearance would make it difficult for him to obtain patients in the upper ranks
of
society. To this I rejoined: `That is precisely why he needs recommendation.' A
little
later, turning to my other fellow-traveller, I inquired after the health of his
aunt -- the
mother of one of my patients -- who was at this time prostrated by a serious
illness. On
the night following this journey I dreamt that the young friend whom I had asked
one of
my companions to recommend was in a fashionable drawing-room, and with all the
bearing of a man of the world was making -- before a distinguished company, in
which I
recognised all the rich and aristocratic persons of my acquaintance -- a funeral
oration
over the old lady (who in my dream had already died) who was the aunt of my
second
fellow traveller. (I confess frankly that I had not been on good terms with this
lady.) Thus
my dream had once more found the connection between the two impressions of the
day,
and by means of the two had constructed a unified situation.
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In view of many similar experiences I am persuaded to advance the proposition
that a
dream works under a kind of compulsion which forces it to combine into a unified
whole
all the sources of dream-stimulation which are offered to it.2 In a subsequent
chapter (on
the function of dreams) we shall consider this impulse of combination as part of
the
process of condensation, another primary psychic process.
I shall now consider the question whether the dream-exciting source to which our
analysis leads us must always be a recent (and significant) event, or whether a
subjective
experience -- that is to say, the recollection of a psychologically significant
event, a train
of thought -- may assuem the role of a dream-stimulus. The very definite answer,
derived
from numerous analyses, is as follows: The stimulus of the dream may be a
subjective
transaction, which has been made recent, as it were, by the mental activity of
the day.
And this is perhaps the best time to summarise in schematic form the different
conditions
under which the dream-sources are operative.
The source of a dream may be:
a. A recent and psychologically significant event which is directly represented
in the
dream.3
b. Several recent and significant events, which are combined by the dream into a
single whole.4
c. One or more recent and significant events, which are represented in the
dreamcontent
by allusion to a contemporary but indifferent event.5
d. A subjectively significant experience (recollection, train of thought), which
is
constantly represented in the dream by allusion to a recent but indifferent
impression.6
As may be seen, in dream-interpretation the condition is always fulfilled that
one
component of the dream-content repeats a recent impression of the day of the
dream. The
component which is destined to be represented in the dream may either belong to
the
same circle of ideas as the dream-stimulus itself (as an essential or even an
inessential
element of the same), or it may originate in the neighbourhood of an indifferent
impression, which has been brought by more or less abundant associations into
relation
with the sphere of the dream-stimulus. The apparent multiplicity of these
conditions
results merely from the alternative, that a displacement has or has not
occurred, and it
may here be noted that this alternative enables us to explain the contrasts of
the dream
quite as readily as the medical theory of the dream explains the series of
states from the
partial to the complete waking of the brain cells.
In considering this series of sources we note further that the psychologically
significant
but not recent element (a train of thought, a recollection) may be replaced for
the
purposes of dream-formation by a recent but psychologically indifferent element,
provided the two following conditions are fulfilled: (1) the dream-content
preserves a
connection with things recently experienced; (2) the dream-stimulus is still a
psychologically significant event. In one single case (a) both these conditions
are fulfilled
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by the same impression. If we now consider that these same indifferent
impressions,
which are utilised for the dream as long as they are recent, lose this
qualification as soon
as they are a day (or at most several days) older, we are obliged to assume that
the very
freshness of an impression gives it a certain psychological value for
dream-formation,
somewhat equivalent to the value of emotionally accentuated memories or trains
of
thought. Later on, in the light of certain psychological considerations, we
shall be able to
divine the explanation of this importance of recent impressions in
dream-formation.7
Incidentally our attention is here called to the fact that at night, and
unnoticed by our
consciousness, important changes may occur in the material comprised by our
ideas and
memories. The injunction that before making a final decision in any matter one
should
sleep on it for a night is obviously fully justified. But at this point we find
that we have
passed from the psychology of dreaming to the psychology of sleep, a step which
there
will often be occasion to take.
At this point there arises an objection which threatens to invalidate the
conclusions at
which we have just arrived. If indifferent impressions can find their way into
the dream
only so long as they are of recent origin, how does it happen that in the
dream-content we
find elements also from earlier periods of our lives, which at the time when
they were
still recent possessed, as Strümpell puts it, no psychic value, and which,
therefore, ought
to have been forgotten long ago; elements, that is, which are neither fresh nor
psychologically significant?
This objection can be disposed of completely if we have recourse to the results
of the
psychoanalysis of neurotics. The solution is as follows: The process of shifting
and
rearrangement which replaces material of psychic significance by material which
is
indifferent (whether one is dreaming or thinking) has already taken place in
these earlier
periods of life, and has since become fixed in the memory. Those elements which
were
originally indifferent are in fact no longer so, since they have acquired the
value of
psychologically significant material. That which has actually remained
indifferent can
never be reproduced in the dream.
From the foregoing exposition the reader may rightly conclude that I assert that
there are
no indifferent dream-stimuli, and therefore no guileless dreams. This I
absolutely and
unconditionally believe to be the case, apart from the dreams of children, and
perhaps the
brief dream-reactions to nocturnal sensations. Apart from these exceptions,
whatever one
dreams is either plainly recognisable as being psychically significant, or it is
distorted and
can be judged correctly only after complete interpretation, when it proves after
all to be
of psychic significance. The dream never concerns itself with trifles; we do not
allow
sleep to be disturbed by trivialities.8 Dreams which are apparently guileless
turn out to be
the reverse of innocent if one takes the trouble to interpret them; if I may be
permitted the
expression, they all show `the mark of the beast'. Since this is another point
on which I
may expect contradiction, and since I am glad of an opportunity to show
dream-distortion
at work, I shall here subject to analysis a number of `guileless dreams' from my
collection.
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Dream 1
An intelligent and refined young woman, who in real life is distinctly reserved,
one of
those people of whom one says that `still waters run deep', relates the
following dream: `I
dreamt that I arrived at the market too late, and could get nothing from either
the butcher
or the greengrocer woman.' Surely a guileless dream, but as it has not the
appearance of a
real dream I induce her to relate it in detail. Her report then runs as follows:
She goes to
the market with her cook, who carries the basket. The butcher tells her, after
she has
asked him for something: `That is no longer to be obtained,' and wants to give
her
something else, with the remark: `That is good, too.' She refuses, and goes to
the
greengrocer woman. The latter tries to sell her a peculiar vegetable, which is
bound up
in bundles, and is black in colour. She says: `I don't know that, I won't take
it.'
The connection of the dream with the preceding day is simple enough. She had
really
gone to the market too late, and had been unable to buy anything. The meat-shop
was
already closed, comes into one's mind as a description of the experience. But
wait, is not
that a very vulgar phrase which -- or rather, the opposite of which -- denotes a
certain
neglect with regard to a man's clothing?9 The dreamer has not used these words;
she has
perhaps avoided them; but let us look for the interpretation of the details
contained in the
dream.
When in a dream something has the character of a spoken utterance -- that is,
when it is
said or heard, not merely thought -- and the distinction can usually be made
with certainty
-- then it originates in the utterances of waking life, which have, of course,
been treated
as raw material, dismembered, and slightly altered, and above all removed from
their
context.10 In the work of interpretation we may take such utterances as our
starting point.
Where, then, does the butcher's statement, That is no longer to be obtained,
come from?
From myself; I had explained to her some days previously `that the oldest
experiences of
childhood are no longer to be obtained as such, but will be replaced in the
analysis by
``transferences'' and dreams.' Thus, I am the butcher; and she refuses to accept
these
transferences to the present of old ways of thinking and feeling. Where does her
dream
utterance, I don't know that, I won't take it, come from? For the purposes of
the analysis
this has to be dissected. `I don't know that, she herself had said to her cook,
with whom
she had a dispute on the previous day, but she had then added: Behave yourself
decently.
Here a displacement is palpable; of the two sentences which she spoke to her
cook, she
included the insignificant one in her dream; but the suppressed sentence,
`Behave
yourself decently!' alone fits in with the rest of the dream-content. One might
use the
words to a man who was making indecent overtures, and had neglected `to close
his
meat-shop'. That we have really hit upon the trail of the interpretation is
proved by its
agreement with the allusions made by the incident with the greengrocer woman. A
vegetable which is sold tied up in bundles (a longish vegetable, as she
subsequently
adds), and is also black; what can this be but a dream-combination of asparagus
and black
radish? I need not interpret asparagus to the initiated; and the other
vegetable, too (think
of the exclamation: `Blacky, save yourself!'), seems to me to point to the
sexual theme at
which we guessed in the beginning, when we wanted to replace the story of the
dream by
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`the meat-shop is closed'. We are not here concerned with the full meaning of
the dream;
so much is certain, that it is full of meaning and by no means guileless.11
Dream 2
Another guileless dream of the same patient, which in some respects is a pendant
to the
above. Her husband asks her: `Oughtn't we to have the piano tuned?' She replies:
`It's
not worth while, the hammers would have to be rebuffed as well.' Again we have
the
reproduction of an actual event of the preceding day. Her husband had asked her
such a
question, and she had answered it in such words. But what is the meaning of her
dreaming it? She says of the piano that it is a disgusting old box which has a
bad tone; it
belonged to her husband before they were married,12 etc., but the key to the
true solution
lies in the phrase: It isn't worth while. This has its origin in a call paid
yesterday to a
woman friend. She was asked to take off her coat, but declined, saying: `Thanks,
it isn't
worth while, I must go in a moment.' At this point I recall that yesterday,
during the
analysis, she suddenly took hold of her coat, of which a button had come undone.
It was
as though she meant to say: `Please don't look in, it isn't worth while.' Thus
box becomes
chest, and the interpretation of the dream leads to the years when she was
growing out of
her childhood, when she began to be dissatisfied with her figure. It leads us
back, indeed,
to earlier periods, if we take into consideration the disgusting and the bad
tone, and
remember how often in allusions and in dreams the two small hemispheres of the
female
body take the place -- as a substitute and an antithesis -- of the large ones.
Dream 3
I will interrupt the analysis of this dreamer in order to insert a short,
innocent dream
which was dreamed by a young man. He dreamt that he was putting on his winter
overcoat again; this was terrible. The occasion for this dream is apparently the
sudden
advent of cold weather. On more careful examination we note that the two brief
fragments of the dream do not fit together very well, for what could be terrible
about
wearing a thick or heavy coat in cold weather? Unfortunately for the innocency
of this
dream, the first association, under analysis, yields the recollection that
yesterday a lady
had confidentially confessed to him that her last child owed its existence to
the splitting
of a condom. He now reconstructs his thoughts in accordance with this
suggestion: A thin
condom is dangerous, a thick one is bad. The condom is a `pullover' (überzieher
=
literally pullover), for it is pulled over something: and überzieher is the
German term for
a light overcoat. An experience like that related by the lady would indeed be
`terrible' for
an unmarried man.
We will now return to our other innocent dreamer.
Dream 4
She puts a candle into a candlestick; but the candle is broken, so that it does
not stand
up. The girls at school say she is clumsy; but she replies that it is not her
fault.
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Here, too, there is an actual occasion for the dream; the day before she had
actually put a
candle into a candlestick; but this one was not broken. An obvious symbolism has
here
been employed. The candle is an object which excites the female genitals; its
being
broken, so that it does not stand upright, signifies impotence on the man's part
(it is not
her fault). But does this young woman, carefully brought up, and a stranger to
all
obscenity, know of such an application of the candle? By chance she is able to
tell how
she came by this information. While paddling a canoe on the Rhine, a boat passed
her
which contained some students, who were singing rapturously, or rather yelling:
`When
the Queen of Sweden, behind closed shutters, with the candles of Apollo . . .'
She does not hear or else understand the last word. Her husband was asked to
give her the
required explanation. These verses are then replaced in the dream-content by the
innocent
recollection of a task which she once performed clumsily at her boarding-school,
because
of the closed shutters. The connection between the theme of masturbation and
that of
impotence is clear enough. `Apollo' in the latent dream-content connects this
dream with
an earlier one in which the virgin Pallas figured. All this is obviously not
innocent.
Dream 5
Lest it may seem too easy a matter to draw conclusions from dreams concerning
the
dreamer's real circumstances, I add another dream originating with the same
person,
which once more appears innocent. `I dreamt of doing something,' she relates,
`which I
actually did during the day, that is to say, I filled a little trunk so full of
books that I had
difficulty in closing it. My dream was just like the actual occurrence.' Here
the dreamer
herself emphasises the correspondence between the dream and the reality. All
such
criticisms of the dream, and comments on the dream, although they have found a
place in
the waking thoughts, properly belong to the latent dream-content, as further
examples
will confirm. We are told, then, that what the dream relates has actually
occurred during
the day. It would take us too far afield to show how we arrive at the idea of
making use of
the English language to help us in the interpretation of this dream. Suffice it
to say that it
is again a question of a little box (cf. p. 62, the dream of the dead child in
the box) which
has been filled so full that nothing can go into it.
In all these `innocent' dreams the sexual factor as the motive of the censorship
is very
prominent. But this is a subject of primary significance, which we must consider
later.
1 cf. The Psychopathology of Everyday Life.
2 The tendency of the dream at work to blend everything present of interest into
a single
transaction has already been noticed by several authors, for instance, by Delage
and
Delboeuf.
3 The dream of Irma's injection; the dream of the friend who is my uncle.
4 The dream of the funeral oration delivered by the young physician.
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5 The dream of the botanical monograph.
6 The dreams of my patients during analysis are mostly of this kind.
7 cf. Chapter Seven on Transference.
8 Havelock Ellis, a kindly critic of The Interpretation of Dreams, writes in The
World of
Dreams (p. 169): `From this point on, not many of us will be able to follow F.'
But Mr
Ellis has not undertaken any analyses of dreams, and will not believe how
unjustifiable it
is to judge them by the manifest dream-content.
9 Its meaning is: `Your fly is undone.' (TRANS.)
10 cf. what is said of speech in dreams in the chapter on The Dream-Work. Only
one of the
writers on the subject -- Delboeuf -- seems to have recognised the origin of the
speeches
heard in dreams, he compares them with cliches.
11 For the curious, I may remark that behind the dream there is hidden a fantasy
of
indecent, sexually provoking conduct on my part, and of repulsion on the part of
the lady.
If this interpretation should seem preposterous, I would remind the reader of
the
numerous cases in which physicians have been made the object of such charges by
hysterical women, with whom the same fantasy has not appeared in a distorted
form as a
dream, but has become undisguisedly conscious and delusional. -- With this dream
the
patient began her psychoanalytical treatment. It was only later that I learned
that with this
dream she repeated the initial trauma in which her neurosis originated, and
since then I
have noticed the same behaviour in other persons who in their childhood were
victims of
sexual attacks, and now, as it were, wish in their dreams for them to be
repeated.
12 A substitute by the opposite, as will be clear after analysis.
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B -- INFANTILE EXPERIENCES AS THE SOURCE OF DREAMS
As the third of the peculiarities of the dream-content, we have adduced the
fact, in
agreement with all other writers on the subject (excepting Robert), that
impressions from
our childhood may appear in dreams, which do not seem to be at the disposal of
the
waking memory. It is, of course, difficult to decide how seldom or how
frequently this
occurs, because after waking the origin of the respective elements of the dream
is not
recognised. The proof that we are dealing with impressions of our childhood must
thus be
adduced objectively, and only in rare instances do the conditions favour such
proof. The
story is told by A. Maury, as being particularly conclusive, of a man who
decides to visit
his birthplace after an absence of twenty years. On the night before his
departure he
dreams that he is in a totally unfamiliar locality, and that he there meets a
strange man
with whom he holds a conversation. Subsequently, upon his return home, he is
able to
convince himself that this strange locality really exists in the vicinity of his
home, and the
strange man in the dream turns out to be a friend of his dead father's, who is
living in the
town. This is, of course, a conclusive proof that in his childhood he had seen
both the
man and the locality. The dream, moreover, is to be interpreted as a dream of
impatience,
like the dream of the girl who carries in her pocket her ticket for a concert,
the dream of
the child whose father had promised him an excursion to the Hameau (p. 40), and
so
forth. The motives which reproduce just these impressions of childhood for the
dreamer
cannot, of course, be discovered without analysis.
One of my colleagues, who attended my lectures, and who boasted that his dreams
were
very rarely subject to distortion, told me that he had sometime previously seen,
in a
dream, his former tutor in bed with his nurse, who had remained in the household
until
his eleventh year. The actual location of this scene was realised even in the
dream. As he
was greatly interested, he related the dream to his elder brother, who
laughingly
confirmed its reality. The brother said that he remembered the affair very
distinctly, for
he was six years old at the time. The lovers were in the habit of making him,
the elder
boy, drunk with beer whenever circumstances were favourable to their nocturnal
intercourse. The younger child, our dreamer, at that time three years of age,
slept in the
same room as the nurse, but was not regarded as an obstacle.
In yet another case it may be definitely established, without the aid of
dreaminterpretation,
that the dream contains elements from childhood -- namely, if the dream is
a so-called perennial dream, one which, being first dreamt in childhood, recurs
again and
again in adult years. I may add a few examples of this sort to those already
known,
although I have no personal knowledge of perennial dreams. A physician, in his
thirties,
tells me that a yellow lion, concerning which he is able to give the precisest
information,
has often appeared in his dream-life, from his earliest childhood up to the
present day.
This lion, known to him from his dreams, was one day discovered in natura, as a
longforgotten
china animal. The young man then learned from his mother that the lion had
been his favourite toy in early childhood, a fact which he himself could no
longer
remember.
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If we now turn from the manifest dream-content to the dream-thoughts which are
revealed only on analysis, the experiences of childhood may be found to recur
even in
dreams whose content would not have led us to suspect anything of the sort. I
owe a
particularly delightful and instructive example of such a dream to my esteemed
colleague
of the `yellow lion'. After reading Nansen's account of his polar expedition, he
dreamt
that he was giving the intrepid explorer electrical treatment on an ice-floe for
the sciatica
of which the latter complained! During the analysis of this dream he remembered
an
incident of his childhood, without which the dream would be wholly
unintelligible. When
he was three or four years of age he was one day listening attentively to the
conversation
of his elders; they were talking of exploration, and he presently asked his
father whether
exploration was a bad illness. He had apparently confounded Reissen (journey,
trips) with
Reissen (gripes, tearing pains), and the derision of his brothers and sisters
prevented his
ever forgetting the humiliating experience.
We have a precisely similar case when, in the analysis of the dream of the
monograph on
the genus cyclamen, I stumble upon a memory, retained from childhood, to the
effect that
when I was five years old my father allowed me to destroy a book embellished
with
coloured plates. It will perhaps be doubted whether this recollection really
entered into
the composition of the dream-content, and it may be suggested that the
connection was
established subsequently by the analysis. But the abundance and intricacy of the
associative connections vouch for the truth of my explanation:
cyclamen-favourite
flower-favourite dish-artichoke; to pick to pieces like an artichoke, leaf by
leaf (a phrase
which at that time one heard daily, àa propos of the dividing up of the Chinese
empire);
herbarium-bookworm, whose favourite food is books. I can further assure the
reader that
the ultimate meaning of the dream, which I have not given here, is most
intimately
connected with the content of the scene of childish destruction.
In another series of dreams we learn from analysis that the very wish which has
given rise
to the dream, and whose fulfilment the dream proves to be, has itself originated
in
childhood, so that one is astonished to find that the child with all his
impulses survives in
the dream.
I shall now continue the interpretation of a dream which has already proved
instructive: I
refer to the dream in which my friend R. is my uncle. We have carried its
interpretation
far enough for the wish-motive -- the wish to be appointed professor -- to
assert itself
palpably; and we have explained the affection felt for my friend R. in the dream
as the
outcome of opposition to, and defiance of, the two colleagues who appear in the
dreamthoughts.
The dream was my own; I may, therefore, continue the analysis by stating that I
did not feel quite satisfied with the solution arrived at. I knew that my
opinion of these
colleagues, who were so badly treated in my dream-thoughts, would have been
expressed
in very different language in my waking life; the intensity of the wish that I
might not
share their fate as regards the appointment seemed to me too slight fully to
account for
the discrepancy between my dream-opinion and my waking opinion. If the desire to
be
addressed by another title were really so intense it would be proof of a morbid
ambition,
which I do not think I cherish, and which I believe I was far from entertaining.
I do not
know how others who think they know me would judge me; perhaps I really was
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ambitious; but if I was, my ambition has long since been transferred to objects
other than
the rank and title of Professor extraordinarius.
Whence, then, the ambition which the dream has ascribed to me? Here I am
reminded of
a story which I heard often in my childhood, that at my birth an old peasant
woman had
prophesied to my happy mother (whose first-born I was) that she had brought a
great man
into the world. Such prophecies must be made very frequently; there are so many
happy
and expectant mothers, and so many old peasant women, and other old women who,
since their mundane powers have deserted them, turn their eyes toward the
future; and the
prophetess is not likely to suffer for her prophecies. Is it possible that my
thirst for
greatness has originated from this source? But here I recollect an impression
from the
later years of my childhood, which might serve even better as an explanation.
One
evening, at a restaurant on the Prater, where my parents were accustomed to take
me
when I was eleven or twelve years of age, we noticed a man who was going from
table to
table and, for a small sum, improvising verses upon any subject that was given
him. I was
sent to bring the poet to our table, and he showed his gratitude. Before asking
for a
subject he threw off a few rhymes about myself, and told us that if he could
trust his
inspiration I should probably one day become a `minister'. I can still
distinctly remember
the impression produced by this second prophecy. It was in the days of the
`bourgeois
Ministry' my father had recently brought home the portraits of the bourgeois
university
graduates, Herbst, Giskra, Unger, Berger and others, and we illuminated the
house in
their honour. There were even Jews among them; so that every diligent Jewish
schoolboy
carried a ministerial portfolio in his satchel. The impression of that time must
be
responsible for the fact that until shortly before I went to the university I
wanted to study
jurisprudence, and changed my mind only at the last moment. A medical man has no
chance of becoming a minister. And now for my dream: It is only now that I begin
to see
that it translates me from the sombre present to the hopeful days of the
bourgeois
Ministry, and completely fulfils what was then my youthful ambition. In treating
my two
estimable and learned colleagues, merely because they are Jews, so badly, one as
though
he were a simpleton, and the other as though he were a criminal, I am acting as
though I
were the Minister; I have put myself in his place. What a revenge I take upon
his
Excellency! He refuses to appoint me Professor extraordinarius, and so in my
dream I
put myself in his place.
In another case I note the fact that although the wish that excites the dream is
a
contemporary wish it is nevertheless greatly reinforced by memories of
childhood. I refer
to a series of dreams which are based on the longing to go to Rome. For a long
time to
come I shall probably have to satisfy this longing by means of dreams, since at
the season
of the year when I should be able to travel Rome is to be avoided for reasons of
health.1
Thus I once dreamt that I saw the Tiber and the bridge of Sant' Angelo from the
window
of a railway carriage; presently the train started, and I realised that I had
never entered the
city at all. The view that appeared in the dream was modelled after a well-known
engraving which I had casually noticed the day before in the drawing-room of one
of my
patients. In another dream someone took me up a hill and showed me Rome half
shrouded in mist, and so distant that I was astonished at the distinctness of
the view. The
content of this dream is too rich to be fully reported here. The motive, `to see
the
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promised land afar', is here easily recognisable. The city which I thus saw in
the midst is
Lübeck; the original of the hill is the Gleichenberg. In a third dream I am at
last in Rome.
To my disappointment the scenery is anything but urban: it consists of a little
stream of
black water, on one side of which are black rocks, while on the other are
meadows with
large white flowers. I notice a certain Herr Zucker (with whom I am
superficially
acquainted), and resolve to ask him to show me the way into the city. It is
obvious that I
am trying in vain to see in my dream a city which I have never seen in my waking
life. If
I resolve the landscape into its elements, the white flowers point to Ravenna,
which is
known to me, and which once, for a time, replaced Rome as the capital of Italy.
In the
marshes around Ravenna we had found the most beautiful water-lilies in the midst
of
black pools of water; the dream makes them grow in the meadows, like the
narcissi of our
own Aussee, because we found it so troublesome to cull them from the water. The
black
rock so close to the water vividly recalls the valley of the Tepl at Karlsbad.
`Karlsbad'
now enables me to account for the peculiar circumstance that I ask Herr Zucker
to show
me the way. In the material of which the dream is woven I am able to recognise
two of
those amusing Jewish anecdotes which conceal such profound and, at times, such
bitter
worldly wisdom, and which we are so fond of quoting in our letters and
conversation.
One is the story of the `constitution'; it tells how a poor Jew sneaks onto the
Karlsbad
express without a ticket; how he is detected, and is treated more and more
harshly by the
conductor at each succeeding call for tickets; and how, when a friend whom he
meets at
one of the stations during his miserable journey asks him where he is going, he
answers:
`To Karlsbad -- if my constitution holds out.' Associated in memory with this is
another
story about a Jew who is ignorant of French, and who has express instructions to
ask in
Paris for the Rue Richelieu. Paris was for many years the goal of my own
longing, and I
regarded the satisfaction with which I first set foot on the pavements of Paris
as a warrant
that I should attain to the fulfilment of other wishes also. Moreover, asking
the way is a
direct allusion to Rome, for, as we know, `all roads lead to Rome'. And further,
the name
Zucker (sugar) again points to Karlsbad, whither we send persons afflicted with
the
constitutional disease, diabetes (Zuckerkrankheit, sugar-disease). The occasion
for this
dream was the proposal of my Berlin friend that we should meet in Prague at
Easter. A
further association with sugar and diabetes might be found in the matters which
I had to
discuss with him.
A fourth dream, occurring shortly after the last-mentioned, brings me back to
Rome. I see
a street corner before me, and am astonished that so many German placards should
be
posted there. On the previous day, when writing to my friend, I had told him,
with truly
prophetic vision, that Prague would probably not be a comfortable place for
German
travellers. The dream, therefore, expressed simultaneously the wish to meet him
in Rome
instead of in the Bohemian capital, and the desire, which probably originated
during my
student days, that the German language might be accorded more tolerance in
Prague. As a
matter of fact, I must have understood the Czech language in the first years of
my
childhood, for I was born in a small village in Moravia, amidst a Slav
population. A
Czech nursery rhyme, which I heard in my seventeenth year, became, without
effort on
my part, so imprinted upon my memory that I can repeat it to this day, although
I have no
idea of its meaning. Thus in these dreams also there is no lack of manifold
relations to the
impressions of my early childhood.
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During my last Italian journey, which took me past Lake Trasimenus, I at length
discovered, after I had seen the Tiber, and had reluctantly turned back some
fifty miles
from Rome, what a reinforcement my longing for the Eternal City had received
from the
impressions of my childhood. I had just conceived a plan of travelling to Naples
via
Rome the following year when this sentence, which I must have read in one of our
German classics, occurred to me:2 `It is a question which of the two paced to
and fro in
his room the more impatiently after he had conceived the plan of going to Rome
--
Assistant Headmaster Winckelmann or the great General Hannibal.' I myself had
walked
in Hannibal's footsteps; like him I was destined never to see Rome, and he too
had gone
to Campania when all were expecting him in Rome. Hannibal, with whom I had
achieved
this point of similarity, had been my favourite hero during my years at the
`gymnasium';
like so many boys of my age, I bestowed my sympathies in the Punic war not on
the
Romans, but on the Carthaginians. Moreover, when I finally came to realise the
consequences of belonging to an alien race, and was forced by the anti-Semitic
feeling
among my classmates to take a definite stand, the figure of the Semitic
commander
assumed still greater proportions in my imagination. Hannibal and Rome
symbolised, in
my youthful eyes, the struggle between the tenacity of the Jews and the
organisation of
the Catholic Church. The significance for our emotional life which the
anti-Semitic
movement has since assumed helped to fix the thoughts and impressions of those
earlier
days. Thus the desire to go to Rome has in my dream-life become the mask and
symbol
for a number of warmly cherished wises, for whose realisation one had to work
with the
tenacity and single-mindedness of the Punic general, though their fulfilment at
times
seemed as remote as Hannibal's lifelong wish to enter Rome.
And now, for the first time, I happened upon the youthful experience which even
today
still expresses its power in all these emotions and dreams. I might have been
ten or
twelve years old when my father began to take me with him on his walks, and in
his
conversation to reveal his views on the things of this world. Thus it was that
he once told
me the following incident, in order to show me that I had been born into happier
times
than he: `When I was a young man, I was walking one Saturday along the street in
the
village where you were born; I was well-dressed, with a new fur cap on my head.
Up
comes a Christian, who knocks my cap into the mud, and shouts, ``Jew, get off
the
pavement!'' ' -- `And what did you do?' -- `I went into the street and picked up
the cap,' he
calmly replied. That did not seem heroic on the part of the big, strong man who
was
leading me, a little fellow, by the hand. I contrasted this situation, which did
not please
me, with another, more in harmony with my sentiments -- the scene in which
Hannibal's
father, Hamilcar Barcas, made his son swear before the household altar to take
vengeance
on the Romans.3 Ever since then Hannibal has had a place in my fantasies.
I think I can trace my enthusiasm for the Carthaginian general still further
back into my
childhood, so that it is probably only an instance of an already established
emotional
relation being transferred to a new vehicle. One of the first books which fell
into my
childish hands after I learned to read was Thiers' Consulate and Empire. I
remember that
I pasted on the flat backs of my wooden soldiers little labels bearing the names
of the
Imperial marshals, and that at that time Masséna (as a Jew, Menasse) was already
my
avowed favourite.4 This preference is doubtless also to be explained by the fact
of my
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having been born a hundred years later, on the same date. Napoleon himself is
associated
with Hannibal through the crossing of the Alps. And perhaps the development of
this
martial ideal may be traced yet farther back, to the first three years of my
childhood, to
wishes which my alternately friendly and hostile relations with a boy a year
older than
myself must have evoked in the weaker of the two playmates.
The deeper we go into the analysis of dreams, the more often are we put on to
the track of
childish experiences which play the part of dream-sources in the latent
dream-content.
We have learned that dreams very rarely reproduce memories in such a manner as
to
constitute, unchanged and unabridged, the sole manifest dream-content.
Nevertheless, a
few authentic examples which show such reproduction have been recorded, and I
can add
a few new ones, which once more refer to scenes of childhood. In the case of one
of my
patients a dream once gave a barely distorted reproduction of a sexual incident,
which
was immediately recognised as an accurate recollection. The memory of it had
never
been completely lost in the waking life, but it had been greatly obscured, and
it was
revivified by the previous work of analysis. The dreamer had at the age of
twelve visited
a bedridden schoolmate, who had exposed himself, probably only by a chance
movement
in bed. At the sight of the boy's genitals he was seized by a kind of
compulsion, exposed
himself, and took hold of the member of the other boy who, however, looked at
him in
surprise and indignation, whereupon he became embarrassed and let it go. A dream
repeated this scene twenty-three years later, with all the details of the
accompanying
emotions, changing it, however, in this respect, that the dreamer played the
passive
instead of the active role, while the person of the schoolmate was replaced by a
contemporary.
As a rule, of course, a scene from childhood is represented in the manifest
dream-content
only by an illusion, and must be disentangled from the dream by interpretation.
The
citation of examples of this kind cannot be very convincing, because any
guarantee that
they are really experiences of childhood is lacking; if they belong to an
earlier period of
life, they are no longer recognised by our memory. The conclusion that such
childish
experiences recur at all in dreams is justified in psychoanalytic work by a
great number
of factors, which in their combined results appear to be sufficiently reliable.
But when,
for the purposes of dream-interpretation, such references to childish
experiences are torn
out of their context, they may not perhaps seem very impressive, especially
where I do
not even give all the material upon which the interpretation is based. However,
I shall not
let this deter me from giving a few examples.
Dream 1
With one of my female patients all dreams have the character of `hurry'; she is
hurrying
so as to be in time, so as not to miss her train, and so on. In one dream she
has to visit a
girl friend; her mother had told her to ride and not walk; she runs, however,
and keeps
on calling. The material that emerged in the analysis allowed one to recognise a
memory
of childish romping, and, especially for one dream, went back to the popular
childish
game of rapidly repeating the words of a sentence as though it was all one word.
All these
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harmless jokes with little friends were remembered because they replaced other
less
harmless ones.5
Dream 2
The following dream was dreamed by another female patient: She is in a large
room in
which there are all sorts of machines; it is rather like what she would imagine
an
orthopaedic institute to be. She hears that I am pressed for time, and that she
must
undergo treatment along with five others. But she resists, and is unwilling to
lie down on
the bed -- or whatever it is -- which is intended for her. She stands in a
corner, and waits
for me to say `It is not true.' The others, meanwhile, laugh at her, saying it
is all
foolishness on her part. At the same time, it is as though she were called upon
to make a
number of little squares.
The first part of the content of this dream is an allusion to the treatment and
to the
transference6 to myself. The second contains an allusion to a scene of
childhood; the two
portions are connected by the mention of the bed. The orthopaedic institute is
an allusion
to one of my talks, in which I compared the treatment, with regard to its
duration and its
nature, to an orthopaedic treatment. At the beginning of the treatment I had to
tell her that
for the present I had little time to give her, but that later on I would devote
a whole hour
to her daily. This aroused in her the old sensitiveness, which is a leading
characteristic of
children who are destined to become hysterical. Their desire for love is
insatiable. My
patient was the youngest of six brothers and sisters (hence, with five others),
and as such
her father's favourite, but in spite of this she seems to have felt that her
beloved father
devoted far too little time and attention to her. Her waiting for me to say `It
is not true'
was derived as follows: A little tailor's apprentice had brought her a dress,
and she had
given him the money for it. Then she asked her husband whether she would have to
pay
the money again if the boy were to lose it. To tease her, her husband answered
`Yes' (the
teasing in the dream), and she asked again and again, and waited for him to say
`It is not
true.' The thought of the latent dream-content may now be construed as follows:
Will she
have to pay me double the amount when I devote twice as much time to her? -- a
thought
which is stingy or filthy (the uncleanliness of childhood is often replaced in
dreams by
greed for money; the word `filthy' here supplies the bridge). If all the passage
referring to
her waiting until I say `It is not true' is intended in the dream as a
circumlocution for the
word `dirty', the standing-in-the-corner and not lying-down-on-the-bed are in
keeping
with this world, as component parts of a scene of her childhood in which she had
soiled
her bed, in punishment for which she was put into the corner, with a warning
that papa
would not love her any more, whereupon her brothers and sisters laughed at her,
etc. The
little squares refer to her young niece, who showed her the arithmetical trick
of writing
figures in nine squares (I think) in such a way that on being added together in
any
direction they make fifteen.
Dream 3
Here is a man's dream: He sees two boys tussling with each other; they are
cooper's boys,
as he concludes from the tools which are lying about; one of the boys has thrown
the
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other down; the prostrate boy is wearing earrings with blue stones. He runs
towards the
assailant with lifted cane, in order to chastise him. The boy takes refuge
behind a woman,
as though she were his mother, who is standing against a wooden fence. She is
the wife of
a day-labourer, and she turns her back to the man who is dreaming. Finally she
turns
about and stares at him with a horrible look, so that he runs away in terror;
the red flesh
of the lower lid seems to stand out from her eyes.
This dream has made abundant use of trivial occurrences from the previous day,
in the
course of which he actually saw two boys in the street, one of whom threw the
other
down. When he walked up to them in order to settle the quarrel, both of them
took to
their heels. Cooper's boys -- this is explained only by a subsequent dream, in
the analysis
of which he used the proverbial expression: `To knock the bottom out of the
barrel.' Earrings
with blue stones, according to his observation, are worn chiefly by prostitutes.
This
suggests a familiar doggerel rhyme about two boys: `The other boy was called
Marie':
that is, he was a girl. The woman standing by the fence: after the scene with
the two boys
he went for a walk along the bank of the Danube and, taking advantage of being
alone,
urinated against a wooden fence. A little farther on a respectably dressed,
elderly lady
smiled at him very pleasantly, and wanted to hand him her card with her address.
Since, in the dream, the woman stood as he had stood while urinating, there is
an allusion
to a woman urinating, and this explains the `horrible look' and the prominence
of the red
flesh, which can only refer to the genitals gaping in a squatting posture; seen
in
childhood, they had appeared in later recollection as `proud flesh', as a
`wound'. The
dream unites two occasions upon which, as a little boy, the dreamer was enabled
to see
the genitals of little girls, once by throwing the little girl down, and once
while the child
was urinating; and, as is shown by another association, he had retained in his
memory the
punishment administered or threatened by his father on account of these
manifestations of
sexual curiosity.
Dream 4
A great mass of childish memories, which have been hastily combined into a
fantasy,
may be found behind the following dream of an elderly lady: She goes out in a
hurry to
do some shopping. On the Graben7 she sinks to her knees as though she had broken
down. A number of people collect around her, especially cab-drivers, but no one
helps
her to get up. She makes many vain attempts; finally she must have succeeded,
for she is
put into a cab which is to take her home. A large, heavily laden basket
(something like a
market-basket) is thrown after her through the window.
This is the woman who is always harassed in her dreams, just as she used to be
harassed
when a child. The first situation of the dream is apparently taken from the
sight of a fallen
horse, just as `broken down' points to horse-racing. In her youth she was a
rider; still
earlier she was probably also a horse. With the idea of falling down is
connected her first
childish reminiscence of the seventeen-year-old son of the hall porter, who had
an
epileptic seizure in the street and was brought home in a cab. Of this, of
course, she had
only heard, but the idea of epileptic fits, of falling down, acquired a great
influence over
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her fantasies, and later on influenced the form of her own hysterical attacks.
When a
person of the female sex dreams of falling, this almost always has a sexual
significance;
she becomes a `fallen woman', and, for the purpose of the dream under
consideration, this
interpretation is probably the least doubtful, for she falls in the Graben, the
street in
Vienna which is known as the concourse of prostitutes. The market-basket admits
of
more than one interpretation; in the sense of refusal (German, Korb = basket =
snub,
refusal) it reminds her of the many snubs which she at first administered to her
suitors
and which, she thinks, she herself received later. This agrees with the detail:
no one will
help her up, which she herself interprets as `being disdained'. Further, the
market-basket
recalls fantasies which have already appeared in the course of analysis, in
which she
imagines that she has married far beneath her station and now goes to the market
as a
market-woman. Lastly, the market-basket might be interpreted as the mark of a
servant.
This suggests further memories of her childhood -- of a cook who was discharged
because she stole; she, too, sank to her knees and begged for mercy. The dreamer
was at
that time twelve years of age. Then emerges a recollection of a chambermaid, who
was
dismissed because she had an affair with the coachman of the household, who,
incidentally, married her afterwards. This recollection, therefore, gives us a
clue to the
cab-drivers in the dream (who, in opposition to the reality, do not stand by the
fallen
woman). But there still remains to be explained the throwing of the basket; in
particular,
why is it thrown through the window? This reminds her of the forwarding of
luggage by
rail, to the custom of Fensterln8 in the country, and to trivial impressions of
a summer
resort, of a gentleman who threw some blue plums into the window of a lady's
room, and
of her little sister, who was frightened because an idiot who was passing looked
in at the
window. And now, from behind all this emerges an obscure recollection from her
tenth
year of a nurse in the country to whom one of the menservants made love (and
whose
conduct the child may have noticed), and who was `sent packing', `thrown out',
together
with her lover (in the dream we have the expression `thrown into'); an incident
which we
have been approaching by several other paths. The luggage or box of a servant is
disparagingly described in Vienna as `seven plums'. `Pack up your seven plums
and get
out!'
My collection, of course, contains a plethora of such patients' dreams, the
analysis of
which leads back to impressions of childhood, often dating back to the first
three years of
life, which are remembered obscurely, or not at all. But it is a questionable
proceeding to
draw conclusions from these and apply them to dreams in general, for they are
mostly
dreams of neurotic, and especially hysterical, persons; and the part played in
these
dreams by childish scenes might be conditioned by the nature of the neurosis,
and not by
the nature of dreams in general. In the interpretation of my own dreams,
however, which
is assuredly not undertaken on account of grave symptoms of illness, it happens
just as
frequently that in the latent dream-content I am unexpectedly confronted with a
scene of
my childhood, and that a whole series of my dreams will suddenly converge upon
the
paths proceeding from a single childish experience. I have already given
examples of
this, and I shall give yet more in different connections. Perhaps I cannot close
this chapter
more fittingly than by citing several dreams of my own, in which recent events
and longforgotten
experiences of my childhood appear together as dream-sources.
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I. After I have been travelling, and have gone to bed hungry and tired, the
prime
necessities of life begin to assert their claims in sleep, and I dream as
follows: I go into a
kitchen in order to ask for some pudding. There three women are standing, one of
whom
is the hostess; she is rolling something in her hands, as though she were making
dumplings. She replies that I must wait until she has finished (not distinctly
as a speech).
I become impatient, and go away affronted. I want to put on an overcoat; but the
first I
try on is too long. I take it off, and am somewhat astonished to find that it is
trimmed with
fur. A second coat has a long strip of cloth with a Turkish design sewn into it.
A stranger
with a long face and a short, pointed beard comes up and prevents me from
putting it on,
declaring that it belongs to him. I now show him that it is covered all over
with Turkish
embroideries. He asks: `How do the Turkish (drawings, strips of cloth . . .)
concern you?'
But we soon become quite friendly.
In the analysis of this dream I remember, quite unexpectedly, the first novel
which I ever
read, or rather, which I began to read from the end of the first volume, when I
was
perhaps thirteen years of age. I have never learned the name of the novel, or
that of its
author, but the end remains vividly in my memory. The hero becomes insane, and
continually calls out the names of the three women who have brought the greatest
happiness and the greatest misfortune into his life. Pélagie is one of these
names. I still do
not know what to make of this recollection during the analysis. Together with
the three
women there now emerge the three Parcae, who spin the fates of men, and I know
that
one of the three women, the hostess in the dream, is the mother who gives life
and who,
moreover, as in my own case, gives the child its first nourishment. Love and
hunger meet
at the mother's breast. A young man -- so runs an anecdote -- who became a great
admirer
of womanly beauty, once observed, when the conversation turned upon the handsome
wet-nurse who had suckled him as a child, that he was sorry that he had not
taken better
advantage of his opportunities. I am in the habit of using the anecdote to
elucidate the
factor of retrospective tendencies in the mechanism of the psychoneuroses. --
One of the
Parcae, then, is rubbing the palms of her hands together, as though she were
making
dumplings. A strange occupation for one of the Fates, and urgently in need of
explanation! This explanation is furnished by another and earlier memory of my
childhood. When I was six years old, and receiving my first lessons from my
mother, I
was expected to believe that we are made of dust, and must, therefore, return to
dust. But
this did not please me, and I questioned the doctrine. Thereupon my mother
rubbed the
palms of her hands together -- just as in making dumplings, except that there
was no
dough between them -- and showed me the blackish scales of epidermis which were
thus
rubbed off, as a proof that it is of dust that we are made. Great was my
astonishment at
this demonstration ad oculos, and I acquiesced in the idea which I was later to
hear
expressed in the words: `Thou owest nature a death.'9 Thus the women to whom I
go in
the kitchen, as I so often did in my childhood when I was hungry and my mother,
sitting
by the fire, admonished me to wait until lunch was ready, are really the Parcae.
And now
for the dumplings! At least one of my teachers at the University -- the very one
to whom I
am indebted for my histological knowledge (epidermis) -- would be reminded by
the
name Knödl (Knödl means dumpling), of a person whom he had to prosecute for
plagiarising his writings. Committing a plagiarism, taking anything one can lay
hands on,
even though it belongs to another, obviously leads to the second part of the
dream, in
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which I am treated like the overcoat thief who for some time plied his trade in
the lecturehalls.
I have written the word plagiarism -- without definite intention -- because it
occurred to me, and now I see that it must belong to the latent dream-content
and that it
will serve as a bridge between the different parts of the manifest
dream-content. The
chain of associations -- Pélagie--plagiarism--plagiostomi10
(sharks)--fish-bladder --
connects the old novel with the affair of Knödl and the overcoats (German:
Überzieher =
pullover, overcoat or condom), which obviously refer to an appliance
appertaining to the
technique of sex. This, it is true, is a very forced and irrational connection,
but it is
nevertheless one which I could not have established in waking life if it had not
already
been established by the dream-work. Indeed, as though nothing were sacred to
this
impulse to enforce associations, the beloved name, Brücke (bridge of words, see
above),
now serves to remind me of the very institute in which I spent my happiest hours
as a
student, wanting for nothing. `So will you at the breasts of Wisdom every day
more
pleasure find'), in the most complete contrast to the desires which plague me
(German:
plagen) while I dream. And finally, there emerges the recollection of another
dear
teacher, whose name once more sounds like something edible (Fleischl -- Fleisch
= meat
-- like Knödl = dumplings), and of a pathetic scene in which the scales of
epidermis play
a part (mother--hostess), and mental derangement (the novel), and a remedy from
the
Latin pharmacopeia (Küche = kitchen) which numbs the sensation of hunger,
namely,
cocaine.
In this manner I could follow the intricate trains of thought still farther, and
could fully
elucidate that part of the dream which is lacking in the analysis; but I must
refrain,
because the personal sacrifice which this would involve is too great. I shall
take up only
one of the threads, which will serve to lead us directly to one of the
dream-thoughts that
lie at the bottom of the medley. The stranger with the long face and pointed
beard, who
wants to prevent me from putting on the overcoat, has the features of a
tradesman of
Spalato, of whom my wife bought a great deal of Turkish cloth. His name was
Popovic, a
suspicious name, which even gave the humorist Stettenheim a pretext for a
suggestive
remark: `He told me his name, and blushingly shook my hand.'11 For the rest, I
find the
same misuse of names as above in the case of Pélagie, Knödl, Brücke, Fleischl.
No one
will deny that such playing with names is a childish trick; if I indulge in it
the practice
amounts to an act of retribution, for my own name has often enough been the
subject of
such feeble attempts at wit. Goethe once remarked how sensitive a man is in
respect to
his name, which he feels that he fills even as he fills his skin; Herder having
written the
following lines on his name:
Der du von Göttern abstammst, von Gothen oder vom Kote
So seid ihr Götterbilder auch zu Staub.
Thou who art born of the gods, of the Goths,
or of the mud.
Thus are thy god-like images even dust.
I realise that this digression on the misuse of names was intended merely to
justify this
complaint. But here let us stop . . . The purchase at Spalato reminds me of
another
purchase at Cattaro, where I was too cautious, and missed the opportunity of
making an
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excellent bargain. (Missing an opportunity at the breast of the wet-nurse; see
above.) One
of the dream-thoughts occasioned by the sensation of hunger really amounts to
this: We
should let nothing escape; we should take what we can get, even if we do a
little wrong;
we should never let an opportunity go by; life is so short, and death
inevitable. Because
this is meant even sexually, and because desire is unwilling to check itself
before the
thought of doing wrong, this philosophy of carpe diem has reason to fear the
censorship,
and must conceal itself behind a dream. And so all sorts of counter-thoughts
find
expression, with recollections of the time when spiritual nourishment alone was
sufficient for the dreamer, with hindrances of every kind and even threats of
disgusting
sexual punishments.
II. A second dream requires a longer preliminary statement:
I had driven to the Western Station in order to start on a holiday trip to the
Aussee, but I
went on to the platform in time for the Ischl train, which leaves earlier. There
I saw
Count Thun, who was again going to see the Emperor at Ischl. In spite of the
rain he
arrived in an open carriage, came straight through the entrance-gate for the
local trains,
and with a curt gesture and not a word of explanation he waved back the
gatekeeper, who
did not know him and wanted to take his ticket. After he had left in the Ischl
train, I was
asked to leave the platform and return to the waiting-room; but after some
difficulty I
obtained permission to remain. I passed the time noting how many people bribed
the
officials to secure a compartment; I fully intended to make a complaint -- that
is, to
demand the same privilege. Meanwhile I sang something to myself, which I
afterwards
recognised as the aria from The Marriage of Figaro:
If my lord Count would tread a measure, tread a measure,
Let him but say his pleasure,
And I will play the tune.
(Possibly another person would not have recognised the tune.)
The whole evening I was in a high-spirited, pugnacious mood: I chaffed the
waiter and
the cab-driver, I hope without hurting their feelings; and now all kinds of bold
and
revolutionary thought came into my mind, such as would fit themselves to the
words of
Figaro, and to memories of Beaumarchais' comedy, of which I had seen a
performance at
the Comédie Française. The speech about the great men who have taken the trouble
to be
born; the seigneurial right which Count Almaviva wishes to exercise with regard
to
Susanne; the jokes which our malicious Opposition journalists make on the name
of
Count Thun (German, thun = do); calling him Graf Nichtsthun, Count Do-Nothing. I
really do not envy him; he now has a difficult audience with the Emperor before
him, and
it is I who am the real Count Do-Nothing, for I am going off for a holiday. I
make all
sorts of amusing plans for the vacation. Now a gentleman arrives whom I know as
a
Government representative at the medical examinations, and who has won the
flattering
nickname of `the Governmental bedfellow' (literally, `by-sleeper') by his
activities in this
capacity. By insisting on his official status he secured half a first-class
compartment, and
I heard one guard say to another: `Where are we going to put the gentleman with
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class half-compartment?' A pretty sort of favouritism! I am paying for a whole
first-class
compartment. I did actually get a whole compartment to myself, but not in a
through
carriage, so there was no lavatory at my disposal during the night. My
complaints to the
guard were fruitless; I revenged myself by suggesting that at least a hole be
made in the
floor of this compartment, to serve the possible needs of passengers. At a
quarter to three
in the morning I wake, with an urgent desire to urinate, from the following
dream:
A crowd, a students' meeting . . . A certain Count (Thun or Taaffe) is making a
speech.
Being asked to say something about the Germans, he declares, with a contemptuous
gesture, that their favourite flower is coltsfoot, and he then puts into his
buttonhole
something like a torn leaf, really the crumpled skeleton of a leaf. I jump up,
and I jump
up,12 but I am surprised at my implied attitude. Then, more indistinctly: It
seems as
though this were the vestibule (Aula); the exits are thronged, and one must
escape. I
make my way through a suite of handsomely appointed rooms, evidently ministerial
apartments; with furniture of a colour between brown and violet, and at last I
come to a
corridor in which a housekeeper, a fat, elderly woman, is seated. I try to avoid
speaking
to her, but she apparently thinks I have a right to pass this way, because she
asks whether
she shall accompany me with the lamp. I indicate with a gesture, or tell her,
that she is to
remain standing on the stairs, and it seems to me that I am very clever, for
after all I am
evading detection. Now I am downstairs, and I find a narrow, steeply rising
path, which I
follow.
Again indistinctly: It is as though my second task were to get away from the
city, just as
my first was to get out of the building. I am riding in a one-horse cab, and I
tell the driver
to take me to a railway station. `I can't drive with you on the railway line
itself,' I say,
when he reproaches me as though I had tired him out. Here it seems as though I
had
already made a journey in his cab which is usually made by rail. The stations
are
crowded; I am wondering whether to go to Krems or to Znaim, but I reflect that
the Court
will be there, and I decide in favour of Graz or some such place. Now I am
seated in the
railway carriage, which is rather like a tram, and I have in my buttonhole a
peculiar long
braided thing, on which are violet-brown violets of stiff material, which makes
a great
impression on people. Here the scene breaks off.
I am once more in front of the railway station, but I am in the company of an
elderly
gentleman. I think out a scheme for remaining unrecognised, but I see this plan
already
being carried out. Thinking and experiencing are here, as it were, the same
thing. He
pretends to be blind, at least in one eye, and I hold before him a male glass
urinal (which
we have to buy in the city, or have bought). I am thus a sick-nurse, and have to
give him
the urinal because he is blind. If the conductor sees us in this position, he
must pass us by
without drawing attention to us. At the same time the position of the elderly
man, and his
urinating organ, is plastically perceived. Then I wake with a desire to urinate.
The whole dream seems a sort of fantasy, which takes the dreamer back to the
year of
revolution, 1848, the memory of which had been revived by the jubilee of 1898,
as well
as by a little excursion to Wachau, on which I visited Emmersdorf, the refuge of
the
student leader Fischof,13 to whom several features of the manifest dream-content
might
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refer. The association of ideas then leads me to England, to the house of my
brother, who
used in jest to twit his wife with the title of Tennyson's poem Fifty Years Ago,
whereupon
the children were used to correct him: Fifteen Years Ago. This fantasy, however,
which
attaches itself to the thoughts evoked by the sight of Count Thun, is, like the
facade of an
Italian church, without organic connection with the structure behind it, but
unlike such a
facade it is full of gaps, and confused, and in many places portions of the
interior break
through. The first situation of the dream is made up of a number of scenes, into
which I
am able to dissect it. The arrogant attitude of the Count in the dream is copied
from a
scene at my school which occurred in my fifteenth year. We had hatched a
conspiracy
against an unpopular and ignorant teacher; the leading spirit in this conspiracy
was a
schoolmate who since that time seems to have taken Henry VIII of England as his
model.
It fell to me to carry out the coup d'état, and a discussion of the importance
of the Danube
(German, Donau) to Austria (Wachau!) was the occasion of an open revolt. One of
our
fellow-conspirators was our only aristocratic schoolmate -- he was called `the
giraffe' on
account of his conspicuous height -- and while he was being reprimanded by the
tyrant of
the school, the professor of the German language, he stood just as the Count
stood in the
dream. The explanation of the favourite flower, and the putting into a
buttonhole of
something that must have been a flower (which recalls the orchids which I had
given that
day to a friend, and also a rose of Jericho) prominently recalls the incident in
Shakespeare's historical play which opens the civil wars of the Red and the
White Roses;
the mention of Henry VIII has paved the way to this reminiscence. Now it is not
very far
from roses to red and white carnations. (Meanwhile two little rhymes, the one
German,
the other Spanish, insinuate themselves into the analysis: Rosen, Tulpen,
Nelken, alle
Blumen welken, and Isabelita, no llores, que se marchitan las flores. The
Spanish line
occurs in Figaro.) Here in Vienna white carnations have become the badge of the
anti-
Semites, red ones of the Social Democrats. Behind this is the recollection of an
anti-
Semitic challenge during a railway journey in beautiful Saxony (Anglo-Saxon).
The third
scene contributing to the formation of the first situation in the dream dates
from my early
student days. There was a debate in a German students' club about the relation
of
philosophy to the general sciences. Being a green youth, full of materialistic
doctrines, I
thrust myself forward in order to defend an extremely one-sided position.
Thereupon a
sagacious older fellow-student, who has since then shown his capacity for
leading men
and organising the masses, and who, moreover, bears a name belonging to the
animal
kingdom, rose and gave us a thorough dressing-down; he too, he said, had herded
swine
in his youth, and had then returned repentant to his father's house. I jumped up
(as in the
dream), became piggishly rude, and retorted that since I knew he had herded
swine, I was
not surprised at the tone of his discourse. (In the dream I am surprised at my
German
Nationalistic feelings.) There was a great commotion, and an almost general
demand that
I should retract my words, but I stood my ground. The insulted student was too
sensible
to take the advice which was offered him, that he should send me a challenge,
and let the
matter drop.
The remaining elements of this scene of the dream are of more remote origin.
What does
it mean that the Count should make a scornful reference to coltsfoot? Here I
must
question my train of associations. Coltsfoot (German: Huflattich), Lattice
(lettuce),
Salathund (the dog that grudges others what he cannot eat himself). Here plenty
of
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opprobrious epithets may be discerned: Gir-affe (German: Affe = monkey, ape),
pig, sow,
dog; I might even arrive, by way of the name, at donkey, and thereby pour
contempt upon
an academic professor. Furthermore, I translate coltsfoot (Huflattich) -- I do
not know
whether I do so correctly -- by pisseen-lit. I get this idea from Zola's
Germinal, in which
some children are told to bring some dandelion salad with them. The dog -- chien
-- has a
name sounding not unlike the verb for the major function (chien, as pisser
stands for the
minor one). Now we shall soon have the indecent in all its three physical
categories, for
in the same Germinal, which deals with the future revolution, there is a
description of a
very peculiar contest, which relates to the production of the gaseous excretions
known as
flatus.14 And now I cannot but observe how the way to this flatus has been
prepared a
long while since, beginning with the flowers, and proceeding to the Spanish
rhyme of
Isabelita, to Ferdinand and Isabella, and, by way of Henry VIII, to English
history at the
time of the Armada, after the victorious termination of which the English struck
a medal
with the inscription: Flavit et dissipati sunt, for the storm had scattered the
Spanish
fleet.15 I had thought of using this phrase, half jestingly, as the title of a
chapter on
`Therapy', if I should ever succeed in giving a detailed account of my
conception and
treatment of hysteria.
I cannot give so detailed an interpretation of the second scene of the dream,
out of sheer
regard for the censorship. For at this point I put myself in the place of a
certain eminent
gentleman of the revolutionary period, who had an adventure with an eagle
(German:
Adler) and who is said to have suffered from incontinence of the bowels,
incontinentia
alvi, etc.; and here I believe that I should not be justified in passing the
censorship, even
though it was an aulic councillor (aula, consiliarius aulicus) who told me the
greater part
of this history. The suite of rooms in the dream is suggested by his
Excellency's private
saloon carriage, into which I was able to glance; but it means, as it so often
does in
dreams, a woman (Frauenzimmer: German Zimmer -- room, is appended to Frauen --
woman, in order to imply a slight contempt).16 The personality of the
housekeeper is an
ungrateful allusion to a witty old lady, which ill repays her for the good times
and the
many good stories which I have enjoyed in her house. The incident of the lamp
goes back
to Grillparzer, who notes a charming experience of a similar nature, of which he
afterwards made use in Hero and Leander (the waves of the sea and of love -- the
Armada and the storm).
I must forego a detailed analysis of the two remaining portions of the dream; I
shall
single out only those elements which lead me back to the two scenes of my
childhood for
the sake of which alone I have selected the dream. The reader will rightly
assume that it
is sexual material which necessitates the suppression; but he may not be content
with this
explanation. There are many things of which one makes no secret to oneself, but
which
must be treated as secrets in addressing others, and here we are concerned not
with the
reasons which induce me to conceal the solution, but with the motive of the
inner
censorship which conceals the real content of the dream even from myself.
Concerning
this, I will confess that the analysis reveals these three portions of the dream
as
impertinent boasting, the exuberance of an absurd megalomania, long ago
suppressed in
my waking life, which, however, dares to show itself, with individual
ramifications, even
in the manifest dream-content (it seems to me that I am a cunning fellow),
making the
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high-spirited mood of the evening before the dream perfectly intelligible.
Boasting of
every kind, indeed; thus, the mention of Graz points to the phrase: `What price
Graz?'
which one is wont to use when one feels unusually wealthy. Readers who recall
Master
Rabelais's inimitable description of the life and deeds of Gargantua and his son
Pantagruel will be able to enrol even the suggested content of the first portion
of the
dream among the boasts to which I have alluded. But the following belongs to the
two
scenes of childhood of which I have spoken: I had bought a new trunk for this
journey,
the colour of which, a brownish violet, appears in the dream several times
(violet-brown
violets of a stiff cloth, on an object which is known as a `girl-catcher' -- the
furniture in
the ministerial chambers). Children, we know, believe that one attracts people's
attention
with anything new. Now I have been told of the following incident of my
childhood; my
recollection of the occurrence itself has been replaced by my recollection of
the story. I
am told that at the age of two I still used occasionally to wet my bed, and that
when I was
reproved for doing so I consoled my father by promising to buy him a beautiful
new red
bed in N. (the nearest large town). Hence, the interpolation in the dream, that
we had
bought the urinal in the city or had to buy it; one must keep one's promises.
(One should
note, moreover, the association of the male urinal and the woman's trunk, box.)
All the
megalomania of the child is contained in this promise. The significance of
dreams of
urinary difficulties in the case of children has already been considered in the
interpretation of an earlier dream (cf. the dream on p.73 ff.). The
psychoanalysis of
neurotics has taught us to recognise the intimate connection between wetting the
bed and
the character trait of ambition.
Then, when I was seven or eight years of age another domestic incident occurred
which I
remember very well. One evening, before going to bed, I had disregarded the
dictates of
discretion, and had satisfied my needs in my parents' bedroom, and in their
presence.
Reprimanding me for this delinquency, my father remarked: `That boy will never
amount
to anything.' This must have been a terrible affront to my ambition, for
allusions to this
scene recur again and again in my dreams, and are constantly coupled with
enumerations
of my accomplishments and successes, as though I wanted to say: `You see, I have
amounted to something after all.' This childish scene furnishes the elements for
the last
image of the dream, in which the roles are interchanged, of course for the
purpose of
revenge. The elderly man, obviously my father, for the blindness in one eye
signifies his
one-sided glaucoma,17 is now urinating before me as I once urinated before him.
By
means of the glaucoma I remind my father of cocaine, which stood him in good
stead
during his operation, as though I had thereby fulfilled my promise. Besides, I
make sport
of him; since he is blind, I must hold the glass in front of him, and I delight
in allusions to
my knowledge of the theory of hysteria, of which I am proud.18
If the two childish scenes of urination are, according to my theory, closely
associated
with the desire for greatness, their resuscitation on the journey to the Aussee
was further
favoured by the accidental circumstance that my compartment had no lavatory, and
that I
must be prepared to postpone relief during the journey, as actually happened in
the
morning when I woke with the sensation of a bodily need. I suppose one might be
inclined to credit this sensation with being the actual stimulus of the dream; I
should,
however, prefer a different explanation, namely, that the dream-thoughts first
gave rise to
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the desire to urinate. It is quite unusual for me to be disturbed in sleep by
any physical
need, least of all at the time when I woke on this occasion -- a quarter to four
in the
morning. I would forestall a further objection by remarking that I have hardly
ever felt a
desire to urinate after waking early on other journeys made under more
comfortable
circumstances. However, I can leave this point undecided without weakening my
argument.
Further, since experience in dream-analysis has drawn my attention to the fact
that even
from dreams the interpretation of which seems at first sight complete, because
the dreamsources
and the wish-stimuli are easily demonstrable, important trains of thought
proceed
which reach back into the earliest years of childhood, I had to ask myself
whether this
characteristic does not even constitute an essential condition of dreaming. If
it were
permissible to generalise this notion, I should say that every dream is
connected through
its manifest content with recent experiences, while through its latent content
it is
connected with the most remote experiences; and I can actually show in the
analysis of
hysteria that these remote experiences have in a very real sense remained recent
right up
to the present. But I still find it very difficult to prove this conjecture; I
shall have to
return to the probable role in dream-formation of the earliest experiences of
our
childhood in another connection (Chapter Seven).
Of the three peculiarities of the dream-memory considered above, one -- the
preference
for the unimportant in the dream-content -- has been satisfactorily explained by
tracing it
back to dream-distortion. We have succeeded in establishing the existence of the
other
two peculiarities -- the preferential selection of recent and also of infantile
material -- but
we have found it impossible to derive them from the motives of the dream. Let us
keep in
mind these two characteristics, which we still have to explain or evaluate; a
place will
have to be found for them elsewhere, either in the discussion of the psychology
of the
sleeping state or in the consideration of the structure of the psychic apparatus
-- which we
shall undertake later after we have seen that by means of dream-interpretation
we are able
to glance as through an inspection-hole into the interior of this apparatus.
But here and now I will emphasise another result of the last few dream-analyses.
The
dream often appears to have several meanings; not only may several
wish-fulfilments be
combined in it, as our examples show, but one meaning or one wish-fulfilment may
conceal another, until in the lowest stratum one comes upon the fulfilment of a
wish from
the earliest period of childhood; and here again it may be questioned whether
the word
`often' at the beginning of this sentence may not more correctly be replaced by
`constantly'.19
1 I long ago learned that the fulfilment of such wishes only called for a little
courage, and
I then became a zealous pilgrim to Rome.
2 The writer in whose works I found this passage was probably Jean Paul Richter.
3 In the first edition of this book I gave here the name `Hasdrubal', an amazing
error,
which I explained in my Psychopathology of Everyday Life.
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4 The Jewish descent of the Marshal is somewhat doubtful.
5 [In the original this paragraph contains many plays on the word Hetz (hurry
chase,
scurry, game, etc.) -- TRANS.]
6 [This word is here used in the psychoanalytical sense. -- TRANS.]
7 [a street in Vienna -- TRANS.]
8 [Fensterln is the custom, now falling into disuse, found in rural districts of
the German
Schwarzwald, of lovers who woo their sweethearts at their bedroom windows, to
which
they ascend by means of a ladder, enjoying such intimacy that the relation
practically
amounts to a trial marriage. The reputation of the young woman never suffers on
account
of Fensterln unless she becomes intimate with too many suitors. -- TRANS.]
9 Both the affects pertaining to these childish scenes -- astonishment and
resignation to the
inevitable -- appeared in a dream of slightly earlier date, which first reminded
me of this
incident of my childhood.
10 I do not bring in the plagiostomi arbitrarily; they recall a painful incident
of disgrace
before the same teacher.
11 Popo = backside, in German nursery language.
12 This repetition has crept into the text of the dream, apparently through
absentmindedness,
and I have left it because analysis shows that it has a meaning.
13 This is an error and not a slip, for I learned later that the Emmersdorf in
Wachau is not
identical with the refuge of the revolutionist Fischof, a place of the same
name.
14 Not in Germinal, but in La Terre -- a mistake of which I became aware only in
the
analysis. -- Here I would call attention to the identity of letters in
Huflattich and Flatus.
15 An unsolicited biographer, Dr F. Wittels, reproaches me for having omitted
the name of
Jehovah from the above motto. The English medal contains the name of the Deity,
in
Hebrew letters, on the background of a cloud, and placed in such a manner that
one may
equally well regard it as part of the picture or as part of the inscription.
16 [translator's note]
17 Another interpretation: He is one-eyed like Odin, the father of the gods --
Odin's
consolation. The consolation in the childish scene: I will buy him a new bed.
18 Here is some more material for interpretation: Holding the urine-glass
recalls the story
of a peasant (illiterate) at the optician's, who tried on now one pair of
spectacles, now
another, but was still unable to read. -- (Peasant-catcher-girl-catcher in the
preceding
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portion of the dream.) -- The peasants' treatment of the feeble-minded father in
Zola's La
Terre. -- The tragic atonement, that in his last days my father soiled his bed
like a child;
hence, I am his nurse in the dream. -- `Thinking and experiencing are here, as
it were,
identical'; this recalls a highly revolutionary closet drama by Oscar Panizza,
in which
God, the Father, is ignominiously treated as a palsied greybeard. With Him will
and deed
are one, and in the book he has to be restrained by His archangel, a sort of
Ganymede,
from scolding and swearing, because His curses would immediately be fulfilled.
--
Making plans is a reproach against my father, dating from a later period in the
development of the critical faculty, much as the whole rebellious content of the
dream,
which commits lèse majesté and scorns authority, may be traced to a revolt
against my
father. The sovereign is called the father of his country (Landesvater), and the
father is
the first and oldest, and for the child the only authority, from whose
absolutism the other
social authorities have evolved in the course of the history of human
civilisation (in so far
as `mother-right' does not necessitate a qualification of this doctrine). -- The
words which
occurred to me in the dream, `thinking and experiencing are the same thing,'
refer to the
explanation of hysterical symptoms with which the male urinal (glass) is also
associated.
-- I need not explain the principle of Gschnas to a Viennese; it consists in
constructing
objects of rare and costly appearance out of trivial, and preferably comical and
worthless
material -- for example, making suits of armour out of kitchen utensils, wisps
of straw
and Salzstangeln (long rolls), as our artists are fond of doing at their jolly
parties. I had
learned that hysterical subjects do the same thing; besides what really happens
to them,
they unconsciously conceive for themselves horrible or extravagantly fantastic
incidents,
which they build up out of the most harmless and commonplace material of actual
experience. The symptoms attach themselves primarily to these fantasies, not to
the
memory of real events, whether serious or trivial. This explanation had helped
me to
overcome many difficulties, and afforded me much pleasure. I was able to allude
to it by
means of the dream-element `male urine-glass', because I had been told that at
the last
Gschnas evening a position-chalice of Lucretia Borgia's had been exhibited, the
chief
constituent of which had consisted of a glass urinal for men, such as is used in
hospitals.
19 The stratification of the meanings of dreams is one of the most delicate but
also one of
the most fruitful problems of dream-interpretation. Whoever forgets the
possibility of
such stratification is likely to go astray and to make untenable assertions
concerning the
nature of dreams. But hitherto this subject has been only too imperfectly
investigated. So
far, a fairly orderly stratification of symbols in dreams due to urinary
stimulus has been
subjected to a thorough evaluation only by Otto Rank.
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C -- THE SOMATIC SOURCES OF DREAMS
If we attempt to interest a cultured layman in the problems of dreams, and if,
with this
end in view, we ask him what he believes to be the source of dreams, we shall
generally
find that he feels quite sure he knows at least this part of the solution. He
thinks
immediately of the influence exercised on the formation of dreams by a disturbed
or
impeded digestion (`Dreams come from the stomach'), an accidental position of
the body,
a trifling occurrence during sleep. He does not seem to suspect that even after
all these
factors have been duly considered something still remains to be explained.
In the introductory chapter1 we examined at length the opinion of scientific
writers on the
role of somatic stimuli in the formation of dreams, so that here we need only
recall the
results of this inquiry. We have seen that three kinds of somatic stimuli will
be
distinguished: the objective sensory stimuli which proceed from external
objects, the
inner states of excitation of the sensory organs, having only a subjective
reality, and the
bodily stimuli arising within the body; and we have also noticed that the
writers on
dreams are inclined to thrust into the background any psychic sources of dreams
which
may operate simultaneously with the somatic stimuli, or to exclude them
altogether. In
testing the claims made on behalf of these somatic stimuli we have learned that
the
significance of the objective excitation of the sensory organs -- whether
accidental stimuli
operating during sleep, or such as cannot be excluded from the dormant relation
of these
dream-images and ideas to the internal bodily stimuli -- has been observed and
confirmed
by experiment; that the part played by the subjective sensory stimuli appears to
be
demonstrated by the recurrence of hypnagogic sensory images in dreams; and that,
although the broadly accepted relation of these dream-images and ideas to the
internal
bodily stimuli cannot be exhaustively demonstrated, it is at all events
confirmed by the
well-known influence which an excited state of the digestive, urinary and sexual
organs
exercises upon the content of our dreams.
`Nerve stimulus' and `bodily stimulus' would thus be the anatomical sources of
dreams;
that is, according to many writers, the sole and exclusive sources of dreams.
But we have already considered a number of doubtful points, which seem to
question not
so much the correctness of the somatic theory as its adequacy.
However confident the representatives of this theory may be of its factual basis
--
especially in respect of the accidental and external nerve-stimuli, which may
without
difficulty be recognised in the dream-content -- nevertheless they have all come
near to
admitting that the rich content of ideas found in dreams cannot be derived from
the
external nerve-stimuli alone. In this connection Miss Mary Whiton Calkins tested
her
own dreams, and those of a second person, for a period of six weeks, and found
that the
element of external sensory perception was demonstrable in only 13.2 per cent
and 6.7
per cent of these dreams respectively. Only two dreams in the whole collection
could be
referred to organic sensations. These statistics confirm what a cursory survey
of our own
experience would already have led us to suspect.
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A distinction has often been made between `nerve-stimulus dreams' which have
already
been thoroughly investigated, and other forms of dreams. Spitta, for example,
divided
dreams into nerve-stimulus dreams and association-dreams. But it was obvious
that this
solution remained unsatisfactory unless the link between the somatic sources of
dreams
and their ideational content could be indicated.
In addition to the first objection, that of the insufficient frequency of the
external sources
of stimulus, a second objection presents itself, namely, the inadequacy of the
explanations of dreams afforded by this category of dream-sources. There are two
things
which the representatives of this theory have failed to explain: firstly, why
the true nature
of the external stimulus is not recognised in the dream, but is constantly
mistaken for
something else; and secondly, why the result of the reaction of the perceiving
mind to this
misconceived stimulus should be so indeterminate and variable. We have seen that
Strümpell, in answer to these questions, asserts that the mind, since it turns
away from the
outer world during sleep, is not in a position to give the correct
interpretation of the
objective sensory stimulus, but is forced to construct illusions on the basis of
the
indefinite stimulation arriving from many directions. In his own words (Die
Natur und
Entstehung der Träume, p. 108):
When by an external or internal nerve-stimulus during sleep a feeling, or a
complex of feelings, or any sort of psychic process arises in the mind, and
is perceived by the mind, this process calls up from the mind perceptual
images belonging to the sphere of the waking experiences, that is to say,
earlier perceptions, either unembellished, or with the psychic values
appertaining to them. It collects about itself, as it were, a greater or lesser
number of such images, from which the impression resulting from the
nerve-stimulus receives its psychic value. In this connection it is
commonly said, as in ordinary language we say of the waking procedure,
that the mind interprets in sleep the impressions of nervous stimuli. The
result of this interpretation is the so-called nerve-stimulus dream -- that is,
a dream the components of which are conditioned by the fact that a nervestimulus
produces its psychical effect in the life of the mind in accordance
with the laws of reproduction.
In all essential points identical with this doctrine is Wundt's statement that
the concepts
of dreams proceed, at all events for the most part, from sensory stimuli, and
especially
from the stimuli of general sensation, and are therefore mostly fantastic
illusions --
probably only to a small extent pure memory-conceptions raised to the condition
of
hallucinations. To illustrate the relation between dream-content and
dream-stimuli which
follows from this theory, Strümpell makes use of an excellent simile. It is `as
though the
ten fingers of a person ignorant of music were to stray over the keyboard of an
instrument.' The implication is that the dream is not a psychic phenomenon,
originating
from psychic motives, but the result of a physiological stimulus, which
expresses itself in
psychic symptomatology because the apparatus affected by the stimulus is not
capable of
any other mode of expression. Upon a similar assumption is based the explanation
of
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obsessions which Meynert attempted in his famous simile of the dial on which
individual
figures are most deeply embossed.
Popular though this theory of the somatic dream-stimuli has become, and
seductive
though it may seem, it is none the less easy to detect its weak point. Every
somatic
dream-stimulus which provokes the psychic apparatus in sleep to interpretation
by the
formation of illusions may evoke an incalculable number of such attempts at
interpretation. It may consequently be represented in the dream-content by an
extraordinary number of different concepts.2 But the theory of Strümpell and
Wundt
cannot point to any sort of motive which controls the relation between the
external
stimulus and the dream-concept chosen to interpret it, and therefore it cannot
explain the
`peculiar choice' which the stimuli `often enough make in the course of their
productive
activity' (Lipps, Grundtatsachen des Seelenlebens, p. 170). Other objections may
be
raised against the fundamental assumption behind the theory of illusions -- the
assumption that during sleep the mind is not in a condition to recognise the
real nature of
the objective sensory stimuli. The old physiologist Burdach shows us that the
mind is
quite capable even during sleep of a correct interpretation of the sensory
impressions
which reach it, and of reacting in accordance with this correct interpretation,
inasmuch as
he demonstrates that certain sensory impressions which seem important to the
individual
may be excepted from the general neglect of the sleeping mind (as in the example
of
nurse and child), and that one is more surely awakened by one's own name than by
an
indifferent auditory impression; all of which presupposes, of course, that the
mind
discriminates between sensations, even in sleep. Burdach infers from these
observations
that we must not assume that the mind is incapable of interpreting sensory
stimuli in the
sleeping state, but rather that it is not sufficiently interested in them. The
arguments
which Burdach employed in 1830 reappear unchanged in the works of Lipps (in the
year
1883), where they are employed for the purpose of attacking the theory of
somatic
stimuli. According to these arguments the mind seems to be like the sleeper in
the
anecdote, who, on being asked; `Are you asleep?' answers `No', and on being
again
addressed with the words: `Then lend me ten florins', takes refuge in the
excuse: `I am
asleep.'
The inadequacy of the theory of somatic dream-stimuli may be further
demonstrated in
another way. Observation shows that external stimuli do not oblige me to dream,
even
though these stimuli appear in the dream-content as soon as I begin to dream --
supposing
that I do dream. In response to a touch- or pressure-stimulus experienced while
I am
asleep, a variety of reactions are at my disposal. I may overlook it, and find
on waking
that my leg has become uncovered, or that I have been lying on an arm; indeed,
pathology offers me a host of examples of powerfully exciting sensory and motor
stimuli
of different kinds which remain ineffective during sleep. I may perceive the
sensation
during sleep, and through my sleep, as it were, as constantly happens in the
case of pain
stimuli, but without weaving the pain into the texture of a dream. And thirdly,
I may
wake up in response to the stimulus, simply in order to avoid it. Still another,
fourth,
reaction is possible: namely, that the nerve-stimulus may cause me to dream; but
the
other possible reactions occur quite as frequently as the reaction of
dream-formation.
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This, however, would not be the case if the incentive to dreaming did not lie
outside the
somatic dream-sources.
Appreciating the importance of the above-mentioned lacunae in the explanation of
dreams by somatic stimuli, other writers -- Scherner, for example, and,
following him, the
philosopher Volkelt -- endeavoured to determine more precisely the nature of the
psychic
activities which cause the many-coloured images of our dreams to proceed from
the
somatic stimuli, and in so doing they approached the problem of the essential
nature of
dreams as a problem of psychology, and regarded dreaming as a psychic activity.
Scherner not only gave a poetical, vivid and glowing description of the psychic
peculiarities which unfold themselves in the course of dream-formation, but he
also
believed that he had hit upon the principle of the method the mind employs in
dealing
with the stimuli which are offered to it. The dream, according to Scherner, in
the free
activity of the fantasy, which has been released from the shackles imposed upon
it during
the day, strives to represent symbolically the nature of the organ from which
the stimulus
proceeds. Thus there exists a sort of dream-book, a guide to the interpretation
of dreams,
by means of which bodily sensations, the conditions of the organs, and states of
stimulation, may be inferred from the dream-images. `Thus the image of a cat
expressed
extreme ill-temper, the image of pale, smooth pastry the nudity of the body. The
human
body as a whole is pictured by the fantasy of the dream as a house, and the
individual
organs of the body as parts of the house. In ``toothache-dreams'' a vaulted
vestibule
corresponds to the mouth, and a staircase to the descent from the pharynx to the
oesophagus; in the ``headache-dream'' a ceiling covered with disgusting
toad-like spiders
is chosen to denote the upper part of the head.' `Many different symbols are
employed by
our dreams for the same organ: thus the breathing lung finds its symbol in a
roaring
stove, filled with flames, the heart in empty boxes and baskets, and the bladder
in round,
bag-shaped or merely hollow objects. It is of particular significance that at
the close of
the dream the stimulating organ or its function is often represented without
disguise, and
usually on the dreamer`s own body. Thus the ``toothache-dream'' commonly ends by
the
dreamer drawing a tooth out of his mouth.' It cannot be said that this theory of
dreaminterpretation
has found much favour with other writers. It seems, above all, extravagant;
and so Scherner`s readers have hesistated to give it even the small amount of
credit to
which it is, in my opinion, entitled. As will be seen, it tends to a revival of
dreaminterpretation
by means of symbolism, a method employed by the ancients; only the
province from which the interpretation is to be derived is restricted to the
human body.
The lack of a scientifically comprehensible technique of interpretation must
seriously
limit the applicability of Scherner's theory. Arbitrariness in the
interpretation of dreams
would appear to be by no means excluded, especially since in this case also a
stimulus
may be expressed in the dream-content by several representative symbols; thus
even
Scherner's follower Volkelt was unable to confirm the representation of the body
as a
house. Another objection is that here again the dream-activity is regarded as a
useless and
aimless activity of the mind, since, according to this theory, the mind is
content with
merely forming fantasies around the stimulus with which it is dealing, without
even
remotely attempting to abolish the stimulus.
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Scherner's theory of the symbolisation of bodily stimuli by the dream is
seriously
damaged by yet another objection. These bodily stimuli are present at all times,
and it is
generally assumed that the mind is more accessible to them during sleep than in
the
waking state. It is therefore impossible to understand why the mind does not
dream
continuously all night long, and why it does not dream every night about all the
organs. If
one attempts to evade this objection by positing the condition that special
excitations
must proceed from the eye, the ear, the teeth, the bowels, etc., in order to
arouse the
dream-activity, one is confronted with the difficulty of proving that this
increase of
stimulation is objective; and proof is possible only in a very few cases. If the
dream of
flying is a symbolisation of the upward and downward motion of the pulmonary
lobes,
either this dream, as has already been remarked by Strümpell, should be dreamt
much
oftener, or it should be possible to show that respiration is more active during
this dream.
Yet a third alternative is possible -- and it is the most probable of all --
namely, that now
and again special motives are operative to direct the attention to the visceral
sensations
which are constantly present. But this would take us far beyond the scope of
Scherner's
theory.
The value of Scherner's and Volkelt's disquisitions resides in their calling our
attention to
a number of characteristics of the dream-content which are in need of
explanation, and
which seem to promise fresh discoveries. It is quite true that symbolisations of
the bodily
organs and functions do occur in dreams: for example, that water in a dream
often
signifies a desire to urinate, that the male genital organ may be represented by
an upright
staff, or a pillar, etc. With dreams which exhibit a very animated field of
vision and
brilliant colours, in contrast to the dimness of other dreams, the
interpretation that they
are `dreams due to visual stimulation' can hardly be dismissed, nor can we
dispute the
participation of illusion-formation in dreams which contain noise and a medley
of voices.
A dream like that of Scherner's, that two rows of fair handsome boys stood
facing one
another on a bridge, attacking one another, and then resuming their positions,
until finally
the dreamer himself sat down on a bridge and drew a long tooth from his jaw; or
a similar
dream of Volkelt's, in which two rows of drawers played a part, and which again
ended in
the extraction of a tooth; dream-formations of this kind, of which both writers
relate a
great number, forbid our dismissing Scherner's theory as an idle invention
without
seeking the kernel of truth which may be contained in it. We are therefore
confronted
with the task of finding a different explanation of the supposed symbolisation
of the
alleged dental stimulus.
Throughout our consideration of the theory of the somatic sources of dreams, I
have
refrained from urging the argument which arises from our analyses of dreams. If
by a
procedure which has not been followed by other writers in their investigation of
dreams
we can prove that the dream possesses intrinsic value as psychic action, that a
wish
supplies the motive of its formation, and that the experiences of the previous
day furnish
the most obvious material of its content, any other theory of dreams which
neglects such
an important method of investigation -- and accordingly makes the dream appear a
useless and enigmatical psychic reaction to somatic stimuli -- may be dismissed
without
special criticism. For in this case there would have to be -- and this is highly
improbable -
- two entirely different kinds of dreams, of which only one kind has come under
our
observation, while the other kind alone has been observed by the earlier
investigators. It
only remains now to find a place in our theory of dreams for the facts on which
the
current doctrine of somatic dream-stimuli is based.
We have already taken the first step in this direction in advancing the thesis
that the
dream-work is under a compulsion to elaborate into a unified whole all the
dream-stimuli
which are simultaneously present (p. 83). We have seen that when two or more
experiences capable of making an impression on the mind have been left over from
the
previous day, the wishes that result from them are united into one dream;
similarly, that
the impressions possessing psychic value and the indifferent experiences of the
previous
day unite in the dream-material, provided that connecting ideas between the two
can be
established. Thus the dream appears to be a reaction to everything which is
simultaneously present as actual in the sleeping mind. As far as we have
hitherto
analysed the dream-material, we have discovered it to be a collection of psychic
remnants
and memory-traces, which we were obliged to credit (on account of the preference
shown
for recent and for infantile material) with a character of psychological
actuality, though
the nature of this actuality was not at the time determinable. We shall now have
little
difficulty in predicting what will happen when to these actualities of the
memory fresh
material in the form of sensations is added during sleep. These stimuli, again,
are of
importance to the dream because they are actual; they are united with the other
psychic
actualities to provide the material for dream-formation. To express it in other
words, the
stimuli which occur during sleep are elaborated into a wish-fulfilment, of which
the other
components are the psychic remnants of daily experience with which we are
already
familiar. This combination, however, is not inevitable; we have seen that more
than one
kind of behaviour toward the physical stimuli received during sleep is possible.
Where
this combination is effected, a conceptual material for the dream-content has
been found
which will represent both kinds of dream-sources, the somatic as well as the
psychic.
The nature of the dream is not altered when somatic material is added to the
psychic
dream-sources; it still remains a wish-fulfilment, no matter how its expression
is
determined by the actual material available.
I should like to find room here for a number of peculiarities which are able to
modify the
significance of external stimuli for the dream. I imagine that a co-operation of
individual,
physiological and accidental factors, which depend on the circumstances of the
moment,
determines how one will behave in individual cases of more intensive objective
stimulation during sleep; habitual or accidental profundity of sleep, in
conjunction with
the intensity of the stimulus, will in one case make it possible so to suppress
the stimulus
that it will not disturb the sleeper, while in another case it will force the
sleeper to wake,
or will assist the attempt to subdue the stimulus by weaving it into the texture
of the
dream. In accordance with the multiplicity of these constellations, external
objective
stimuli will be expressed more rarely or more frequently in the case of one
person than in
that of another. In my own case, since I am an excellent sleeper, and
obstinately refuse to
allow myself to be disturbed during sleep on any pretext whatever, this
intrusion of
external causes of excitation into my dreams is very rare, whereas psychic
motives
apparently cause me to dream very easily. Indeed, I have noted only a single
dream in
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which an objective, painful source of stimulation is demonstrable, and it will
be highly
instructive to see what effect the external stimulus had in this particular
dream.
I am riding a grey horse, at first timidly and awkwardly, as though I were
merely carried
along. Then I meet a colleague, P., also on horseback, and dressed in rough
frieze; he is
sitting erect in the saddle; he calls my attention to something (probably to the
fact that I
have a very bad seat). Now I begin to feel more and more at ease on the back of
my
highly intelligent horse; I sit more comfortably, and I find that I am quite at
home up
here. My saddle is a sort of pad, which completely fills the space between the
neck and
the rump of the horse. I ride between two vans, and just manage to clear them.
After
riding up the street for some distance, I turn round and wish to dismount, at
first in front
of a little open chapel which is built facing onto the street. Then I do really
dismount in
front of a chapel which stands near the first one; the hotel is in the same
street; I might
let the horse go there by itself, but I prefer to lead it thither. It seems as
though I should
be ashamed to arrive there on horseback. In front of the hotel there stands a
page-boy,
who shows me a note of mine which has been found, and ridicules me on account of
it.
On the note is written, doubly underlined, `Eat nothing', and then a second
sentence
(indistinct): something like `Do not work'; at the same time a hazy idea that I
am in a
strange city, in which I do not work.
It will not at once be apparent that this dream originated under the influence,
or rather
under the compulsion, of a pain-stimulus. The day before, however, I had
suffered from
boils, which made every movement a torture, and at last a boil had grown to the
size of an
apple at the root of the scrotum, and had caused me the most intolerable pains
at every
step; a feverish lassitude, lack of appetite, and the hard work which I had
nevertheless
done during the day, had conspired with the pain to upset me. I was not
altogether in a
condition to discharge my duties as a physician, but in view of the nature and
the location
of the malady, it was possible to imagine something else for which I was most of
all
unfit, namely riding. Now it is this very activity of riding into which I am
plunged by the
dream; it is the most energetic denial of the pain which imagination could
conceive. As a
matter of fact, I cannot ride; I do not dream of doing so; I never sat on a
horse but once
and then without a saddle -- and I did not like it. But in this dream I ride as
though I had
no boil on the perineum; or rather, I ride, just because I want to have none. To
judge
from the description, my saddle is the poultice which has enabled me to fall
asleep.
Probably, being thus comforted, I did not feel anything of my pain during the
first few
hours of my sleep. Then the painful sensations made themselves felt, and tried
to wake
me; whereupon the dream came and said to me, soothingly: `Go on sleeping, you
are not
going to wake! You have no boil, for you are riding on horseback, and with a
boil just
there no one could ride!' And the dream was successful; the pain was stifled,
and I went
on sleeping.
But the dream was not satisfied with `suggesting away' the boil by tenaciously
holding
fast to an idea incompatible with the malady (thus behaving like the
hallucinatory
insanity of a mother who has lost her child, or of a merchant who has lost his
fortune). In
addition, the details of the sensation denied and of the image used to suppress
it serve the
dream also as a means to connect other material actually present in the mind
with the
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situation in the dream, and to give this material representation. I am riding on
a grey
horse -- the colour of the horse exactly corresponds with the pepper-and-salt
suit in
which I last saw my colleague P. in the country. I have been warned that highly
seasoned
food is the cause of boils, and in any case it is preferable as an etiological
explanation to
sugar, which might be thought of in connection with furunculosis. My friend P.
likes to
`ride the high horse' with me ever since he took my place in the treatment of a
female
patient, in whose case I had performed great feats (Kunststücke: in the dream I
sit the
horse at first sideways, like a trick-rider, Kunstreiter), but who really, like
the horse in the
story of the Sunday equestrian, led me wherever she wished. Thus the horse comes
to be
a symbolic representation of a lady patient (in the dream it is highly
intelligent). `I feel
quite at home' refers to the position which I occupied in the patient's
household until I
was replaced by my colleague P. `I thought you were safe in the saddle up
there,' one of
my few well-wishers among the eminent physicians of the city recently said to
me, with
reference to the same household. And it was a feat to practise psychotherapy for
eight to
ten hours a day, while suffering such pain, but I know that I cannot continue my
peculiarly strenuous work for any length of time without perfect physical
health, and the
dream is full of dismal allusions to the situation which would result if my
illness
continued (the note, such as neurasthenics carry and show to their doctors). Do
not work,
do not eat. On further interpretation I see that the dream-activity has
succeeded in finding
its way from the wish-situation of riding to some very early childish quarrels
which must
have occurred between myself and a nephew, who is a year older than I, and is
now
living in England. It has also taken up elements from my journeys in Italy; the
street in
the dream is built up out of impressions of Verona and Siena. A still deeper
interpretation
leads to sexual dream-thoughts, and I recall what the dream-allusions to that
beautiful
country were supposed to mean in the dream of a female patient who had never
been to
Italy (to Italy, German: gen Italien = Genitalien = genitals); at the same time
there are
references to the house in which I preceded my friend P. as physician, and to
the place
where the boil is located.
In another dream I was similarly successful in warding off a threatened
disturbance of my
sleep; this time the threat came from a sensory stimulus. It was only chance,
however,
that enabled me to discover the connection between the dream and the accidental
dreamstimulus,
and in this way to understand the dream. One midsummer morning in a
Tyrolese mountain resort I woke with the knowledge that I had dreamed: The Pope
is
dead. I was not able to interpret this short, non-visual dream. I could remember
only one
possible basis of the dream, namely, that shortly before this the newspapers had
reported
that His Holiness was slightly indisposed. But in the course of the morning my
wife
asked me: `Did you hear the dreadful tolling of the church bells this morning?'
I had no
idea that I had heard it, but now I understood my dream. It was the reaction of
my need
for sleep to the noise by which the pious Tyroleans were trying to wake me. I
avenged
myself on them by the conclusion which formed the content of my dream, and
continued
to sleep, without any further interest in the tolling of the bells.
Among the dreams mentioned in the previous chapters there are several which
might
serve as examples of the elaboration of so-called nerve-stimuli. The dream of
drinking in
long draughts is such an example; here the somatic stimulus seems to be the sole
source
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of the dream, and the wish arising from the sensation -- thirst -- the only
motive for
dreaming. We find much the same thing in other simple dreams, where the somatic
stimulus is able of itself to generate a wish. The dream of the sick woman who
throws the
cooling apparatus from her cheek at night is an instance of an unusual manner of
reacting
to a pain-stimulus with a wish-fulfilment; it seems as though the patient had
temporarily
succeeded in making herself analgesic, and accompanied this by ascribing her
pains to a
stranger.
My dream of the three Parcae is obviously a hunger-dream, but it has contrived
to shift
the need for food right back to the child's longing for its mother's breast, and
to use a
harmless desire as a mask for a more serious one that cannot venture to express
itself so
openly. In the dream of Count Thun we were able to see by what paths an
accidental
physical need was brought into relation with the strongest, but also the most
rigorously
repressed impulses of the psychic life. And when, as in the case reported by
Garnier, the
First Consul incorporates the sound of an exploding infernal machine into a
dream of
battle before it causes him to wake, the true purpose for which alone psychic
activity
concerns itself with sensations during sleep is revealed with unusual clarity. A
young
lawyer, who is full of his first great bankruptcy case, and falls asleep in the
afternoon,
behaves just as the great Napoleon did. He dreams of a certain G. Reich in
Hussiatyn,
whose acquaintance he has made in connection with the bankruptcy case, but
Hussiatyn
(German: husten, to cough) forces itself upon his attention still further; he is
obliged to
wake, only to hear his wife -- who is suffering from bronchial catarrh --
violently
coughing.
Let us compare the dream of Napoleon I -- who, incidentally, was an excellent
sleeper --
with that of the sleepy student, who was awakened by his landlady with the
reminder that
he had to go to the hospital, and who thereupon dreamt himself into a bed in the
hospital,
and then slept on, the underlying reasoning being as follows: If I am already in
the
hospital, I needn't get up to go there. This is obviously a convenience-dream;
the sleeper
frankly admits to himself his motive in dreaming; but he thereby reveals one of
the
secrets of dreaming in general. In a certain sense, all dreams are
convenience-dreams;
they serve the purpose of continuing to sleep instead of waking. The dream is
the
guardian of sleep, not its disturber. In another place we shall have occasion to
justify this
conception in respect to the psychic factors that make for waking; but we can
already
demonstrate its applicability to the objective external stimuli. Either the mind
does not
concern itself at all with the causes of sensations during sleep, if it is able
to carry this
attitude through as against the intensity of the stimuli, and their
significance, of which it
is well aware; or it employs the dream to deny these stimuli; or, thirdly, if it
is obliged to
recognise the stimuli, it seeks that interpretation of them which will represent
the actual
sensation as a component of a desired situation which is compatible with sleep.
The
actual sensation is woven into the dream in order to deprive it of its reality.
Napoleon is
permitted to go on sleeping; it is only a dream-memory of the thunder of the
guns at
Arcole which is trying to disturb him.3
The wish to sleep, to which the conscious ego has adjusted itself, and which
(together
with the dream-censorship and the `secondary elaboration' to be mentioned later)
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represents the ego's contribution to the dream, must thus always be taken into
account as
a motive of dream-formation, and every successful dream is a fulfilment of this
wish. The
relation of this general, constantly present, and unvarying sleep-wish to the
other wishes
of which now one and now another is fulfilled by the dream-content, will be the
subject
of later consideration. In the wish to sleep we have discovered a motive capable
of
supplying the deficiency in the theory of Strümpell and Wundt, and of explaining
the
perversity and capriciousness of the interpretation of the external stimulus.
The correct
interpretation, of which the sleeping mind is perfectly capable, would involve
active
interest, and would require the sleeper to wake; hence, of those interpretations
which are
possible at all only such are admitted as are acceptable to the dictatorial
censorship of the
sleep-wish. The logic of dream situations would run, for example: `It is the
nightingale,
and not the lark'. For if it is the lark, love's night is at an end. From among
the
interpretations of the stimulus which are thus admissible, that one is selected
which can
secure the best connection with the wish-impulses that are lying in wait in the
mind. Thus
everything is definitely determined, and nothing is left to caprice. The
misinterpretation is
not an illusion, but -- if you will -- an excuse. Here again, as in substitution
by
displacement in the service of the dream-censorship, we have an act of
deflection of the
normal psychic procedure.
If the external nerve-stimuli and the inner bodily stimuli are sufficiently
intense to
compel psychic attention, they represent -- that is, if they result in dreaming
at all, and
not in waking -- a fixed point for dream-formation, a nucleus in the
dream-material, for
which an appropriate wish-fulfilment is sought, just as (see above) mediating
ideas
between two psychical dream-stimuli are sought. To this extent it is true of a
number of
dreams that the somatic element dictates the dream-content. In this extreme case
even a
wish that is not actually present may be aroused for the purpose of
dream-formation. But
the dream cannot do otherwise than represent a wish in some situation as
fulfilled; it is, as
it were, confronted with the task of discovering what wish can be represented as
fulfilled
by the given sensation. Even if this given material is of a painful or
disagreeable
character, yet it is not unserviceable for the purposes of dream-formation. The
psychic
life has at its disposal even wishes whose fulfilment evokes displeasure, which
seems a
contradiction, but becomes perfectly intelligible if we take into account the
presence of
two sorts of psychic instance and the censorship that subsists between them.
In the psychic life there exist, as we have seen, repressed wishes, which belong
to the
first system, and to whose fulfilment the second system is opposed. We do not
mean this
in a historic sense -- that such wishes have once existed and have subsequently
been
destroyed. The doctrine of repression, which we need in the study of
psychoneuroses,
asserts that such repressed wishes still exist, but simultaneously with an
inhibition which
weighs them down. Language has hit upon the truth when it speaks of the
`suppression'
(sub-pression, or pushing under) of such impulses. The psychic mechanism which
enables such suppressed wishes to force their way to realisation is retained in
being and
in working order. But if it happens that such a suppressed wish is fulfilled,
the
vanquished inhibition of the second system (which is capable of consciousness)
is then
expressed as discomfort. And, in order to conclude this argument: If sensations
of a
disagreeable character which originate from somatic sources are present during
sleep, this
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constellation is utilised by the dream-activity to procure the fulfilment --
with more or
less maintenance of the censorship -- of an otherwise suppressed wish.
This state of affairs makes possible a certain number of anxiety-dreams, while
others of
these dream-formations which are unfavourable to the wish-theory exhibit a
different
mechanism. For the anxiety in dreams may of course be of a psychoneurotic
character,
originating in psychosexual excitation, in which case, the anxiety corresponds
to
repressed libido. Then this anxiety, like the whole anxiety-dream, has the
significance of
a neurotic symptom, and we stand at the dividing-line where the wish-fulfilling
tendency
of dreams is frustrated. But in other anxiety-dreams the feeling of anxiety
comes from
somatic sources (as in the case of persons suffering from pulmonary or cardiac
trouble,
with occasional difficulty in breathing), and then it is used to help such
strongly
suppressed wishes to attain fulfilment in a dream, the dreaming of which from
psychic
motives would have resulted in the same release of anxiety. It is not difficult
to reconcile
these two apparently contradictory cases. When two psychic formations, an
affective
inclination and a conceptual content, are intimately connected, either one being
actually
present will evoke the other, even in a dream; now the anxiety of somatic origin
evokes
the suppressed conceptual content, now it is the released conceptual content,
accompanied by sexual excitement, which causes the release of anxiety. In the
one case it
may be said that a somatically determined affect is psychically interpreted; in
the other
case all is of psychic origin, but the content which has been suppressed is
easily replaced
by a somatic interpretation which fits the anxiety. The difficulties which lie
in the way of
understanding all this have little to do with dreams; they are due to the fact
that in
discussing these points we are touching upon the problems of the development of
anxiety
and of repression.
The general aggregate of bodily sensation must undoubtedly be included among the
dominant dream-stimuli of internal bodily origin. Not that it is capable of
supplying the
dream-content; but it forces the dream-thoughts to make a choice from the
material
destined to serve the purpose of representation in the dream-content, inasmuch
as it
brings within easy reach that part of the material which is adapted to its own
character,
and holds the rest at a distance. Moreover, this general feeling, which survives
from the
preceding day, is of course connected with the psychic residues that are
significant for the
dream. Moreover, this feeling itself may be either maintained or overcome in the
dream,
so that it may, if it is painful, veer round into its opposite.
If the somatic sources of excitation during sleep -- that is, the sensations of
sleep -- are
not of unusual intensity, the part which they play in dream-formation is, in my
judgment,
similar to that of those impressions of the day which are still recent, but of
no great
significance. I mean that they are utilised for the dream-formation if they are
of such a
kind that they can be united with the conceptual content of the psychic
dream-source, but
not otherwise. They are treated as a cheap ever-ready material, which can be
used
whenever it is needed, and not as valuable material which itself prescribes the
manner in
which it must be utilised. I might suggest the analogy of a connoisseur giving
an artist a
rare stone, a piece of onyx, for example, in order that it may be fashioned into
a work of
art. Here the size of the stone, its colour, and its markings help to decide
what head or
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what scene shall be represented; while if he is dealing with a uniform and
abundant
material such as marble or sandstone, the artist is guided only by the idea
which takes
shape in his mind. Only in this way, it seems to me, can we explain the fact
that the
dream-content furnished by physical stimuli of somatic origin which are not
unusually
accentuated does not make its appearance in all dreams and every night.4
Perhaps an example which takes us back to the interpretation of dreams will best
illustrate my meaning. One day I was trying to understand the significance of
the
sensation of being inhibited, of not being able to move from the spot, of not
being able to
get something done, etc., which occurs so frequently in dreams, and is so
closely allied to
anxiety. That night I had the following dream: I am very incompletely dressed,
and I go
from a flat on the ground-floor up a flight of stairs to an upper story. In
doing this I jump
up three stairs at a time, and I am glad to find that I can mount the stairs so
quickly.
Suddenly I notice that a servant-maid is coming down the stairs -- that is,
towards me. I
am ashamed, and try to hurry away, and now comes this feeling of being
inhibited; I am
glued to the stairs, and cannot move from the spot.
Analysis: The situation of the dream is taken from an everyday reality. In a
house in
Vienna I have two apartments, which are connected only by the main staircase. My
consultation-rooms and my study are on the raised ground-floor, and my
living-rooms are
on the first floor. Late at night, when I have finished my work downstairs, I go
upstairs to
my bedroom. On the evening before the dream I had actually gone this short
distance
with my garments in disarray -- that is, I had taken off my collar, tie and
cuffs; but in the
dream this had changed into a more advanced, but, as usual, indefinite degree of
undress.
It is a habit of mine to run up two or three steps at a time; moreover, there
was a wishfulfilment
recognised even in the dream, for the ease with which I run upstairs reassures
me as to the condition of my heart. Further, the manner in which I run upstairs
is an
effective contrast to the sensation of being inhibited, which occurs in the
second half of
the dream. It shows me -- what needed no proof -- that dreams have no difficulty
in
representing motor actions fully and completely carried out; think, for example,
of flying
in dreams!
But the stairs up which I go are not those of my own house; at first I do not
recognise
them; only the person coming towards me informs me of their whereabouts. This
woman
is the maid of an old lady whom I visit twice daily in order to give her
hypodermic
injections; the stairs, too, are precisely similar to those which I have to
climb twice a day
in this old lady's house.
How do these stairs and this woman get into my dream? The shame of not being
fully
dressed is undoubtedly of a sexual character; the servant of whom I dream is
older than I,
surly, and by no means attractive. These questions remind me of the following
incident:
When I pay my morning visit at this house I am usually seized with a desire to
clear my
throat; the sputum falls on the stairs. There is no spittoon on either of the
two floors, and I
consider that the stairs should be kept clean not at my expense, but rather by
the
provision of a spittoon. The housekeeper, another elderly, curmudgeonly person,
but, as I
willingly admit, a woman of cleanly instincts, takes a different view of the
matter. She
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lies in wait for me, to see whether I shall take the liberty referred to, and if
she sees that I
do I can distinctly hear her growl. For days thereafter, when we meet, she
refuses to greet
me with the customary signs of respect. On the day before the dream the
housekeeper's
attitude was reinforced by that of the maid. I had just finished my usual
hurried visit to
the patient when the servant confronted me in the ante-room, observing: `You
might as
well have wiped your shoes today, doctor, before you came into the room. The red
carpet
is all dirty again from your feet.' This is the only justification for the
appearance of the
stairs and the maid in my dream.
Between my leaping upstairs and my spitting on the stairs there is an intimate
connection.
Pharyngitis and cardiac troubles are both supposed to be punishments for the
vice of
smoking, on account of which vice my own housekeeper does not credit me with
excessive tidiness, so that my reputation suffers in both the houses which my
dream fuses
into one.
I must postpone the further interpretation of this dream until I can indicate
the origin of
the typical dream of being incompletely clothed. In the meantime, as a
provisional
deduction from the dream just related, I note that the dream-sensation of
inhibited
movement is always aroused at a point where a certain connection requires it. A
peculiar
condition of my motor system during sleep cannot be responsible for this
dream-content,
since a moment earlier I found myself, as though in confirmation of this fact,
skipping
lightly up the stairs.
1 This part has been omitted from this text. Those who have a special interest
in the
subject may read the original translation published by Macmillan Co., New York,
and
Allen & Unwin, London.
2 I would advise everyone to read the exact and detailed records (collected in
two
volumes) of the dreams experimentally produced by Mourly Vold in order to
convince
himself how little the conditions of the experiments help to explain the content
of the
individual dream, and how little such experiments help us towards an
understanding of
the problems of dreams.
3 The two sources from which I know of this dream do not entirely agree as to
its content.
4 Rank has shown, in a number of studies, that certain awakening-dreams provoked
by
organic stimuli (dreams of urination and ejaculation) are especially calculated
to
demonstrate the conflict between the need for sleep and the demands of the
organic need,
as well as the influence of the latter on the dream-content.
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D -- TYPICAL DREAMS
Generally speaking, we are not in a position to interpret another person's dream
if he is
unwilling to furnish us with the unconscious thoughts which lie behind the
dreamcontent,
and for this reason the practical applicability of our method of
dreaminterpretation
is often seriously restricted.1 But there are dreams which exhibit a complete
contrast to the individual's customary liberty to endow his dream-world with a
special
individuality, thereby making it inaccessible to an alien understanding: there
are a
number of dreams which almost everyone has dreamed in the same manner, and of
which
we are accustomed to assume that they have the same significance in the case of
every
dreamer. A peculiar interest attaches to these typical dreams, because, no
matter who
dreams them, they presumably all derive from the same sources, so that they
would seem
to be particularly fitted to provide us with information as to the sources of
dreams.
With quite special expectations, therefore, we shall proceed to test our
technique of
dream-interpretation on these typical dreams, and only with extreme reluctance
shall we
admit that precisely in respect of this material our method is not fully
verified. In the
interpretation of typical dreams we as a rule fail to obtain those associations
from the
dreamer which in other cases have led us to comprehension of the dream, or else
these
associations are confused and inadequate, so that they do not help us to solve
our
problem.
Why this is the case, and how we can remedy this defect in our technique, are
points
which will be discussed in a later chapter. The reader will then understand why
I can deal
with only a few of the group of typical dreams in this chapter, and why I have
postponed
the discussion of the others.
(a) The Embarrassment-Dream of Nakedness
In a dream in which one is naked or scantily clad in the presence of strangers,
it
sometimes happens that one is not in the least ashamed of one's condition. But
the dream
of nakedness demands our attention only when shame and embarrassment are felt in
it,
when one wishes to escape or to hide, and when one feels the strange inhibition
of being
unable to stir from the spot, and of being utterly powerless to alter the
painful situation. It
is only in this connection that the dream is typical; otherwise the nucleus of
its content
may be involved in all sorts of other connections, or may be replaced by
individual
amplifications. The essential point is that one has a painful feeling of shame,
and is
anxious to hide one's nakedness, usually by means of locomotion, but is
absolutely
unable to do so. I believe that the great majority of my readers will at some
time have
found themselves in this situation in a dream.
The nature and manner of the exposure is usually rather vague. The dreamer will
say,
perhaps, `I was in my chemise', but this is rarely a clear image; in most cases
the lack of
clothing is so indeterminate that it is described in narrating the dream by an
alternative: `I
was in my chemise or my petticoat.' As a rule the deficiency in clothing is not
serious
enough to justify the feeling of shame attached to it. For a man who has served
in the
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army, nakedness is often replaced by a manner of dressing that is contrary to
regulations.
`I was in the street without my sabre, and I saw some officers approaching', or
`I had no
collar', or `I was wearing checked civilian trousers', etc.
The persons before whom one is ashamed are almost always strangers, whose faces
remain indeterminate. It never happens, in the typical dream, that one is
reproved or even
noticed on account of the lack of clothing which causes one such embarrassment.
On the
contrary, the people in the dream appear to be quite indifferent; or, as I was
able to note
in one particularly vivid dream, they have stiff and solemn expressions. This
gives us
food for thought.
The dreamer's embarrassment and the spectator's indifference constitute a
contradiction
such as often occurs in dreams. It would be more in keeping with the dreamer's
feelings if
the strangers were to look at him in astonishment, or were to laugh at him, or
be outraged.
I think, however, that this obnoxious feature has been displaced by
wish-fulfilment, while
the embarrassment is for some reason retained, so that the two components are
not in
agreement. We have an interesting proof that the dream which is partially
distorted by
wish-fulfilment has not been properly understood; for it has been made the basis
of a
fairy-tale familiar to us all in Andersen's version of `The Emperor's New
Clothes', and it
has more recently received poetical treatment by Fulda in The Talisman. In
Andersen's
fairy-tale we are told of two impostors who weave a costly garment for the
Emperor,
which shall, however, be visible only to the good and true. The Emperor goes
forth clad
in this invisible garment, and since the imaginary fabric serves as a sort of
touchstone, the
people are frightened into behaving as though they did not notice the Emperor's
nakedness.
But this is really the situation in our dream. It is not very venturesome to
assume that the
unintelligible dream-content has provided an incentive to invent a state of
undress which
gives meaning to the situation present in the memory. This situation is thereby
robbed of
its original meaning, and made to serve alien ends. But we shall see that such a
misunderstanding of the dream-content often occurs through the conscious
activity of a
second psychic system, and is to be recognised as a factor of the final form of
the dream;
and further, that in the development of obsessions and phobias similar
misunderstandings
-- still, of course, within the same psychic personality -- play a decisive
part. It is even
possible to specify whence the material for the fresh interpretation of the
dream is taken.
The impostor is the dream, the Emperor is the dreamer himself, and the
moralising
tendency betrays a hazy knowledge of the fact that there is a question, in the
latent
dream-content, of forbidden wishes, victims of repression. The connection in
which such
dreams appear during my analyses of neurotics proves beyond a doubt that a
memory of
the dreamer's earliest childhood lies at the foundation of the dream. Only in
our
childhood was there a time when we were seen by our relatives, as well as by
strange
nurses, servants and visitors, in a state of insufficient clothing, and at that
time we were
not ashamed of our nakedness.2 In the case of many rather older children it may
be
observed that being undressed has an exciting effect upon them, instead of
making them
feel ashamed. They laugh, leap about, slap or thump their own bodies; the
mother, or
whoever is present, scolds them, saying: `Fie, that is shameful -- you mustn't
do that!'
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Children often show a desire to display themselves; it is hardly possible to
pass through a
village in country districts without meeting a two- or three-year-old child who
lifts up his
or her blouse or frock before the traveller, possibly in his honour. One of my
patients has
retained in his conscious memory a scene from his eighth year, in which, after
undressing
for bed, he wanted to dance into his little sister's room in his shirt, but was
prevented by
the servant. In the history of the childhood of neurotics exposure before
children of the
opposite sex plays a prominent part; in paranoia the delusion of being observed
while
dressing and undressing may be directly traced to these experiences; and among
those
who have remained perverse there is a class in whom the childish impulse is
accentuated
into a symptom: the class of exhibitionists.
This age of childhood, in which the sense of shame is unknown, seems a paradise
when
we look back upon it later, and paradise itself is nothing but the mass-fantasy
of the
childhood of the individual. This is why in paradise men are naked and
unashamed, until
the moment arrives when shame and fear awaken; expulsion follows, and sexual
life and
cultural development begin. Into this paradise dreams can take us back every
night; we
have already ventured the conjecture that the impressions of our earliest
childhood (from
the prehistoric period until about the end of the third year) crave reproduction
for their
own sake, perhaps without further reference to their content, so that their
repetition is a
wish-fulfilment. Dreams of nakedness, then, are exhibition-dreams.3
The nucleus of an exhibition-dream is furnished by one's own person, which is
seen not
as that of a child, but as it exists in the present, and by the idea of scanty
clothing which
emerges indistinctly, owing to the superimposition of so many later situations
of being
partially clothed, or out of consideration for the censorship; to these elements
are added
the persons in whose presence one is ashamed. I know of no example in which the
actual
spectators of these infantile exhibitions reappear in a dream; for a dream is
hardly ever a
simple recollection. Strangely enough, those persons who are the objects of our
sexual
interest in childhood are omitted from all reproductions, in dreams, in hysteria
or in
obsessional neurosis; paranoia alone restores the spectators, and is fanatically
convinced
of their presence, although they remain unseen. The substitute for these persons
offered
by the dream, the `number of strangers' who take no notice of the spectacle
offered them,
is precisely the counter-wish to that single intimately-known person for whom
the
exposure was intended. `A number of strangers', moreover, often occur in dreams
in all
sorts of other connections; as a counter-wish they always signify `a secret'.4
It will be
seen that even that restitution of the old state of affairs that occurs in
paranoia complies
with this counter-tendency. One is no longer alone; one is quite positively
being watched;
but the spectators are `a number of strange, curiously indeterminate people.'
Furthermore, repression finds a place in the exhibition-dream. For the
disagreeable
sensation of the dream is, of course, the reaction on the part of the second
psychic
instance to the fact that the exhibitionistic scene which has been condemned by
the
censorship has nevertheless succeeded in presenting itself. The only way to
avoid this
sensation would be to refrain from reviving the scene.
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In a later chapter we shall deal once again with the feeling of inhibition. In
our dreams it
represents to perfection a conflict of the will, a denial. According to our
unconscious
purpose, the exhibition is to proceed; according to the demands of the
censorship, it is to
come to an end.
The relation of our typical dreams to fairy-tales and other fiction and poetry
is neither
sporadic nor accidental. Sometimes the penetrating insight of the poet has
analytically
recognised the process of transformation of which the poet is otherwise the
instrument,
and has followed it up in the reverse direction; that is to say, has traced a
poem to a
dream. A friend has called my attention to the following passage in G. Keller's
Der
Grüne Heinrich: `I do not wish, dear Lee, that you should ever come to realise
from
experience the exquisite and piquant truth in the situation of Odysseus, when he
appears,
naked and covered with mud, before Nausicaa and her playmates! Would you like to
know what it means? Let us for a moment consider the incident closely. If you
are ever
parted from your home, and from all that is dear to you, and wander about in a
strange
country; if you have seen much and experienced much; if you have cares and
sorrows,
and are, perhaps, utterly wretched and forlorn, you will some night inevitably
dream that
you are approaching your home; you will see it shining and glittering in the
loveliest
colours; lovely and gracious figures will come to meet you; and then you will
suddenly
discover that you are ragged, naked, and covered with dust. An indescribable
feeling of
shame and fear overcomes you; you try to cover yourself, to hide, and you wake
up
bathed in sweat. As long as humanity exists, this will be the dream of the
care-laden,
tempest-tossed man, and thus Homer has drawn this situation from the profoundest
depths of the eternal nature of humanity.'
What are the profoundest depths of the eternal nature of humanity, which the
poet
commonly hopes to awaken in his listeners, but these stirrings of the psychic
life which
are rooted in that age of childhood, which subsequently become prehistoric?
Childish
wishes, now suppressed and forbidden, break into the dream behind the
unobjectionable
and permissibly conscious wishes of the homeless man, and it is for this reason
that the
dream which is objectified in the legend of Nausicaa regularly develops into an
anxietydream.
My own dream of hurrying upstairs, which presently changed into being glued to
the
stairs, is likewise an exhibition-dream, for it reveals the essential
ingredients of such a
dream. It must therefore be possible to trace it back to experiences in my
childhood, and
the knowledge of these should enable us to conclude how far the servant's
behaviour to
me (i.e. her reproach that I had soiled the carpet) helped her to secure the
position which
she occupies in the dream. Now I am actually able to furnish the desired
explanation. One
learns in a psychoanalysis to interpret temporal proximity by material
connection; two
ideas which are apparently without connection, but which occur in immediate
succession,
belong to a unity which has to be deciphered; just as an a and a b, when written
in
succession, must be pronounced as one syllable, ab. It is just the same with the
interrelations of dreams. The dream of the stairs has been taken from a series
of dreams
with whose other members I am familiar, having interpreted them. A dream
included in
this series must belong to the same context. Now, the other dreams of the series
are based
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on the memory of a nurse to whom I was entrusted for a season, from the time
when I
was still at the breast to the age of two and a half, and of whom a hazy
recollection has
remained in my consciousness. According to information which I recently obtained
from
my mother, she was old and ugly, but very intelligent and thorough; according to
the
inferences which I am justified in drawing from my dreams, she did not always
treat me
quite kindly, but spoke harshly to me when I showed insufficient understanding
of the
necessity for cleanliness. Inasmuch as the maid endeavoured to continue my
education in
this respect, she is entitled to be treated, in my dream, as an incarnation of
the prehistoric
old woman. It is to be assumed, of course, that the child was fond of his
teacher in spite
of her harsh behaviour.5
(b) Dreams of the Death of Beloved Persons
Another series of dreams which may be called typical are those whose content is
that a
beloved relative, a parent, brother, sister, child, or the like, has died. We
must at once
distinguish two classes of such dreams: those in which the dreamer remains
unmoved,
and those in which he feels profoundly grieved by the death of the beloved
person, even
expressing this grief by shedding tears in his sleep.
We may ignore the dreams of the first group; they have no claim to be reckoned
as
typical. If they are analysed, it is found that they signify something that is
not contained
in them, that they are intended to mask another wish of some kind. This is the
case in the
dream of the aunt who sees the only son of her sister lying on a bier (p. 60).
The dream
does not mean that she desires the death of her little nephew; as we have
learned, it
merely conceals the wish to see a certain beloved person again after a long
separation --
the same person whom she had seen after as long an interval at the funeral of
another
nephew. This wish, which is the real content of the dream, gives no cause for
sorrow, and
for that reason no sorrow is felt in the dream. We see here that the feeling
contained in
the dream does not belong to the manifest, but to the latent dream-content, and
that the
affective content has remained free from the distortion which has befallen the
conceptual
content.
It is otherwise with those dreams in which the death of a beloved relative is
imagined,
and in which a painful affect is felt. These signify, as their content tells us,
the wish that
the person in question might die; and since I may here expect that the feelings
of all my
readers and of all who have had such dreams will lead them to reject my
explanation, I
must endeavour to rest my proof on the broadest possible basis.
We have already cited a dream from which we could see that the wishes
represented as
fulfilled in dreams are not always current wishes. They may also be bygone,
discarded,
buried and repressed wishes, which we must nevertheless credit with a sort of
continued
existence, merely on account of their reappearance in a dream. They are not
dead, like
persons who have died, in the sense that we know death, but are rather like the
shades in
the Odyssey which awaken to a certain degree of life so soon as they have drunk
blood.
The dream of the dead child in the box (p. 62) contained a wish that had been
present
fifteen years earlier, and which had at that time been frankly admitted as real.
Further --
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and this, perhaps, is not unimportant from the standpoint of the theory of
dreams -- a
recollection from the dreamer's earliest childhood was at the root of this wish
also. When
the dreamer was a little child -- but exactly when cannot be definitely
determined -- she
heard that her mother, during the pregnancy of which she was the outcome, had
fallen
into a profound emotional depression, and had passionately wished for the death
of the
child in her womb. Having herself grown up and become pregnant, she was only
following the example of her mother.
If anyone dreams that his father or mother, his brother or sister, has died, and
his dream
expresses grief, I should never adduce this as proof that he wishes any of them
dead now.
The theory of dreams does not go as far as to require this; it is satisfied with
concluding
that the dreamer has wished them dead at some time or other during his
childhood. I fear,
however, that this limitation will not go far to appease my critics; probably
they will just
as energetically deny the possibility that they ever had such thoughts, as they
protest that
they do not harbour them now. I must, therefore, reconstruct a portion of the
submerged
infantile psychology on the basis of the evidence of the present.6
Let us first of all consider the relation of children to their brothers and
sisters. I do not
know why we presuppose that it must be a loving one, since examples of enmity
among
adult brothers and sisters are frequent in everyone's experience, and since we
are so often
able to verify the fact that this estrangement originated during childhood, or
has always
existed. Moreover, many adults who today are devoted to their brothers and
sisters, and
support them in adversity, lived with them in almost continuous enmity during
their
childhood. The elder child ill-treated the younger, slandered him, and robbed
him of his
toys; the younger was consumed with helpless fury against the elder, envied and
feared
him, or his earliest impulse toward liberty and his first revolt against
injustice were
directed against his oppressor. The parents say that the children do not agree,
and cannot
find the reason for it. It is not difficult to see that the character even of a
well-behaved
child is not the character we should wish to find in an adult. A child is
absolutely
egoistical; he feels his wants acutely, and strives remorselessly to satisfy
them, especially
against his competitors, other children, and first of all against his brothers
and sisters.
And yet we do not on that account call a child `wicked' -- we call him
`naughty'; he is not
responsible for his misdeeds, either in our own judgment or in the eyes of the
law. And
this is as it should be; for we may expect that within the very period of life
which we
reckon as childhood, altruistic impulses and morality will awake in the little
egoist, and
that, in the words of Meynert, a secondary ego will overlay and inhibit the
primary ego.
Morality, of course, does not develop simultaneously in all its departments, and
furthermore, the duration of the amoral period of childhood differs in different
individuals. Where this morality fails to develop we are prone to speak of
`degeneration';
but here the case is obviously one of arrested development. Where the primary
character
is already overlaid by the later development it may be at least partially
uncovered again
by an attack of hysteria. The correspondence between the so-called hysterical
character
and that of a naughty child is positively striking. The obsessional neurosis, on
the other
hand, corresponds to a super-morality, which develops as a strong reinforcement
against
the primary character that is threatening to revive.
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Many persons, then, who now love their brothers and sisters, and who would feel
bereaved by their death, harbour in their unconscious hostile wishes, survivals
from an
earlier period, wishes which are able to realise themselves in dreams. It is,
however, quite
especially interesting to observe the behaviour of little children up to their
third and
fourth year towards their younger brothers or sisters. So far the child has been
the only
one; now he is informed that the stork has brought a new baby. The child
inspects the
new arrival, and expresses his opinion with decision: `The stork had better take
it back
again!'7
I seriously declare it as my opinion that a child is able to estimate the
disadvantages
which he has to expect on account of a newcomer. A connection of mine, who now
gets
on very well with a sister, who is four years her junior, responded to the news
of this
sister's arrival with the reservation: `But I shan't give her my red cap,
anyhow.' If the
child should come to realise only at a later stage that its happiness may be
prejudiced by a
younger brother or sister, its enmity will be aroused at this period. I know of
a case where
a girl, not three years of age, tried to strangle an infant in its cradle,
because she
suspected that its continued presence boded her no good. Children at this time
of life are
capable of a jealousy that is perfectly evident and extremely intense. Again,
perhaps the
little brother or sister really soon disappears, and the child once more draws
to himself
the whole affection of the household; then a new child is sent by the stork; is
it not
natural that the favourite should conceive the wish that the new rival may meet
the same
fate as the earlier one, in order that he may be as happy as he was before the
birth of the
first child, and during the interval after his death?8 Of course, this attitude
of the child
towards the younger brother or sister is, under normal circumstances, a mere
function of
the difference of age. After a certain interval the maternal instincts of the
older girl will
be awakened towards the helpless new-born infant.
Feelings of hostility towards brothers and sisters must occur far more
frequently in
children than is observed by their obtuse elders.9
In the case of my own children, who followed one another rapidly, I missed the
opportunity of making such observations. I am now retrieving it, thanks to my
little
nephew, whose undisputed domination was disturbed after fifteen months by the
arrival
of a feminine rival. I hear, it is true, that the young man behaves very
chivalrously toward
his little sister, that he kisses her hand and strokes her; but in spite of this
I have
convinced myself that even before the completion of his second year he is using
his new
command of language to criticise this person, who, to him, after all, seems
superfluous.
Whenever the conversation turns upon her he chimes in, and cries angrily: `Too
(l)ittle,
too (l)ittle!' During the last few months, since the child has outgrown this
disparagement,
owing to her splendid development, he has found another reason for his
insistence that
she does not deserve so much attention. He reminds us, on every suitable
pretext: `She
hasn't any teeth.'10 We all of us recollect the case of the eldest daughter of
another sister
of mine. The child, who was then six years of age, spent a full half-hour in
going from
one aunt to another with the question: `Lucie can't understand that yet, can
she?' Lucie
was her rival -- two and a half years younger.
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I have never failed to come across this dream of the death of brothers or
sisters, denoting
an intense hostility, e.g. I have met it in all my female patients. I have met
with only one
exception, which could easily be interpreted into a confirmation of the rule.
Once, in the
course of a sitting, when I was explaining this state of affairs to a female
patient, since it
seemed to have some bearing on the symptoms under consideration that day, she
answered, to my astonishment, that she had never had such dreams. But another
dream
occurred to her, which presumably had nothing to do with the case -- a dream
which she
had first dreamed at the age of four, when she was the youngest child, and had
since then
dreamed repeatedly. `A number of children, all her brothers and sisters with her
boy and
girl cousins, were romping about in a meadow. Suddenly they all grew wings, flew
up,
and were gone.' She had no idea of the significance of this dream; but we can
hardly fail
to recognise it as a dream of the death of all the brothers and sisters, in its
original form,
and but little influenced by the censorship. I will venture to add the following
analysis of
it: on the death of one out of this large number of children -- in this case the
children of
two brothers were brought up together as brothers and sisters -- would not our
dreamer, at
that time not yet four years of age, have asked some wise, grown-up person:
`What
becomes of children when they are dead?' The answer would probably have been:
`They
grow wings and become angels.' After this explanation, all the brothers and
sisters and
cousins in the dream now have wings, like angels and -- this is the important
point -- they
fly away. Our little angel-maker is left alone: just think, the only one out of
such a crowd!
That the children romp about a meadow, from which they fly away, points almost
certainly to butterflies -- it is as though the child had been influenced by the
same
association of ideas which led the ancients to imagine Psyche, the soul, with
the wings of
a butterfly.
Perhaps some readers will now object that the inimical impulses of children
toward their
brothers and sisters may perhaps be admitted, but how does the childish
character arrive
at such heights of wickedness as to desire the death of a rival or a stronger
playmate, as
though all misdeeds could be atoned for only by death? Those who speak in this
fashion
forget that the child's idea of `being dead' has little but the word in common
with our
own. The child knows nothing of the horrors of decay, of shivering in the cold
grave, of
the terror of the infinite Nothing, the thought of which the adult, as all the
myths of the
hereafter testify, finds so intolerable. The fear of death is alien to the
child; and so he
plays with the horrid word, and threatens another child: `If you do that again,
you will
die, just like Francis died'; at which the poor mother shudders, unable perhaps
to forget
that the greater proportion of mortals do not survive beyond the years of
childhood. Even
at the age of eight, a child returning from a visit to a natural history museum
may say to
her mother: `Mamma, I do love you so; if you ever die, I am going to have you
stuffed
and set you up here in the room, so that I can always, always see you!' So
different from
our own is the childish conception of being dead.11
Being dead means, for the child, who has been spared the sight of the suffering
that
precedes death, much the same as `being gone', and ceasing to annoy the
survivors. The
child does not distinguish the means by which this absence is brought about,
whether by
distance, or estrangement, or death.12 If, during the child's prehistoric years,
a nurse has
been dismissed, and if his mother dies a little while later, the two
experiences, as we
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discover by analysis, form links of a chain in his memory. The fact that the
child does not
very intensely miss those who are absent has been realised, to her sorrow, by
many a
mother, when she has returned home from an absence of several weeks, and has
been
told, upon inquiry: `The children have not asked for their mother once.' But if
she really
departs to `that undiscovered country from whose bourne no traveller returns',
the
children seem at first to have forgotten her, and only subsequently do they
begin to
remember their dead mother.
While, therefore, the child has its motives for desiring the absence of another
child, it is
lacking in all those restraints which would prevent it from clothing this wish
in the form
of a death-wish; and the psychic reaction to dreams of a death-wish proves that,
in spite
of all the differences of content, the wish in the case of the child is after
all identical with
the corresponding wish in an adult.
If, then, the death-wish of a child in respect of his brothers and sisters is
explained by his
childish egoism, which makes him regard his brothers and sisters as rivals, how
are we to
account for the same wish in respect of his parents, who bestow their love on
him, and
satisfy his needs, and whose preservation he ought to desire for these very
egoistical
reasons?
Towards a solution of this difficulty we may be guided by our knowledge that the
very
great majority of dreams of the death of a parent refer to the parent of the
same sex as the
dreamer, so that a man generally dreams of the death of his father, and a woman
of the
death of her mother. I do not claim that this happens constantly; but that it
happens in a
great majority of cases is so evident that it requires explanation by some
factor of general
significance.13 Broadly speaking, it is as though a sexual preference made
itself felt at an
early age, as though the boy regarded his father, and the girl her mother, as a
rival in love
-- by whose removal he or she could but profit.
Before rejecting this idea as monstrous, let the reader again consider the
actual relations
between parents and children. We must distinguish between the traditional
standard of
conduct, the filial piety expected in this relation, and what daily observation
shows us to
be the fact. More than one occasion for enmity lies hidden amidst the relations
of parents
and children; conditions are present in the greatest abundance under which
wishes which
cannot pass the censorship are bound to arise. Let us first consider the
relation between
father and son. In my opinion the sanctity with which we have endorsed the
injunctions
of the Decalogue dulls our perception of the reality. Perhaps we hardly dare
permit
ourselves to perceive that the greater part of humanity neglects to obey the
fifth
commandment. In the lowest as well as in the highest strata of human society,
filial piety
towards parents is wont to recede before other interests. The obscure legends
which have
been handed down to us from the primeval ages of human society in mythology and
folklore give a deplorable idea of the despotic power of the father, and the
ruthlessness
with which it was exercised. Kronos devours his children, as the wild boar
devours the
litter of the sow; Zeus emasculates his father14 and takes his place as ruler.
The more
tyrannically the father ruled in the ancient family, the more surely must the
son, as his
appointed successor, have assumed the position of an enemy, and the greater must
have
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been his impatience to attain to supremacy through the death of his father. Even
in our
own middle-class families the father commonly fosters the growth of the germ of
hatred
which is naturally inherent in the paternal relation, by refusing to allow the
son to be a
free agent or by denying him the means of becoming so. A physician often has
occasion
to remark that a son's grief at the loss of his father cannot quench his
gratification that he
has at last obtained his freedom. Fathers, as a rule, cling desperately to as
much of the
sadly antiquated potestas patris familias as still survives in our modern
society, and the
poet who, like Ibsen, puts the immemorial strife between father and son in the
foreground
of his drama is sure of his effect. The causes of conflict between mother and
daughter
arise when the daughter grows up and finds herself watched by her mother when
she
longs for real sexual freedom, while the mother is reminded by the budding
beauty of her
daughter that for her the time has come to renounce sexual claims.
All these circumstances are obvious to everyone, but they do not help us to
explain
dreams of the death of their parents in persons for whom filial piety has long
since come
to be unquestionable. We are, however, preparing by the foregoing discussion to
look for
the origin of a death-wish in the earliest years of childhood.
In the case of psychoneurotics, analysis confirms this conjecture beyond all
doubt. For
analysis tells us that the sexual wishes of the child -- in so far as they
deserve this
designation in their nascent state -- awaken at a very early age, and that the
earliest
affection of the girl-child is lavished on the father, while the earliest
infantile desires of
the boy are directed upon the mother. For the boy the father, and for the girl
the mother,
becomes an obnoxious rival, and we have already shown, in the case of brothers
and
sisters, how readily in children this feeling leads to the death-wish. As a
general rule,
sexual selection soon makes its appearance in the parent; it is a natural
tendency for the
father to spoil his little daughters, and for the mother to take the part of the
sons, while
both, so long as the glamour of sex does not prejudice their judgment, are
strict in
training the children. The child is perfectly conscious of this partiality, and
offers
resistance to the parent who opposes it. To find love in an adult is for the
child not merely
the satisfaction of a special need; it means also that the child's will is
indulged in all other
respects. Thus the child is obeying its own sexual instinct, and at the same
time
reinforcing the stimulus proceeding from the parents, when its choice between
the parents
corresponds with their own.
The signs of these infantile tendencies are for the most part overlooked; and
yet some of
them may be observed even after the early years of childhood. An eight-year-old
girl of
my acquaintance, whenever her mother is called away from the table, takes
advantage of
her absence to proclaim herself her successor. `Now I shall be Mamma; Karl, do
you
want some more vegetables? Have some more, do,' etc. A particularly clever and
lively
little girl, not yet four years of age, in whom this trait of child psychology
is unusually
transparent, says frankly: `Now mummy can go away; then daddy must marry me, and
I
will be his wife.' Nor does this wish by any means exclude the possibility that
the child
may most tenderly love its mother. If the little boy is allowed to sleep at his
mother's side
whenever his father goes on a journey, and if after his father's return he has
to go back to
the nursery, to a person whom he likes far less, the wish may readily arise that
his father
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might always be absent, so that he might keep his place beside his dear,
beautiful
mamma; and the father's death is obviously a means for the attainment of this
wish; for
the child's experience has taught him that `dead' folks, like grandpapa, for
example, are
always absent; they never come back.
While such observations of young children readily accommodate themselves to the
interpretation suggested, they do not, it is true, carry the complete conviction
which is
forced upon a physician by the psychoanalysis of adult neurotics. The dreams of
neurotic
patients are communicated with preliminaries of such a nature that their
interpretation as
wish-dreams becomes inevitable. One day I find a lady depressed and weeping. She
says:
`I do not want to see my relatives any more; they must shudder at me.'
Thereupon, almost
without any transition, she tells me that she has remembered a dream, whose
significance,
of course, she does not understand. She dreamed it when she was four years old,
and it
was this: A fox or a lynx is walking about the roof; then something falls down,
or she falls
down, and after that, her mother is carried out of the house -- dead; whereat
the dreamer
weeps bitterly. I have no sooner informed her that this dream must signify a
childish wish
to see her mother dead, and that it is because of this dream that she thinks
that her
relatives must shudder at her, than she furnishes material in explanation of the
dream.
`Lynx-eye' is an opprobrious epithet which a street boy once bestowed on her
when she
was a very small child; and when she was three years old a brick or tile fell on
her
mother's head, so that she bled profusely.
I once had occasion to make a thorough study of a young girl who was passing
through
various psychic states. In the state of frenzied confusion with which her
illness began, the
patient manifested a quite peculiar aversion for her mother; she struck her and
abused her
whenever she approached the bed, while at the same period she was affectionate
and
submissive to a much older sister. Then there followed a lucid but rather
apathetic
condition, with badly disturbed sleep. It was in this phase that I began to
treat her and to
analyse her dreams. An enormous number of these dealt, in a more or less veiled
fashion,
with the death of the girl's mother; now she was present at the funeral of an
old woman,
now she saw herself and her sister sitting at a table, dressed in mourning; the
meaning of
the dreams could not be doubted. During her progressive improvement hysterical
phobias
made their appearance, the most distressing of which was the fear that something
had
happened to her mother. Wherever she might be at the time, she had then to hurry
home
in order to convince herself that her mother was still alive. Now this case,
considered in
conjunction with the rest of my experience, was very instructive; it showed, in
polyglot
translations, as it were, the different ways in which the psychic apparatus
reacts to the
same exciting idea. In the state of confusion, which I regard as an overthrow of
the
second psychic instance by the first instance, at other times suppressed, the
unconscious
enmity towards the mother gained the upper hand, and found physical expression;
then,
when the patient became calmer, the insurrection was suppressed, and the
domination of
the censorship restored, and this enmity had access only to the realms of
dreams, in
which it realised the wish that the mother might die; and after the normal
condition had
been still further strengthened it created the excessive concern for the mother
as a
hysterical counter-reaction and defensive phenomenon. In the light of these
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considerations, it is no longer inexplicable why hysterical girls are so often
extravagantly
attached to their mothers.
On another occasion I had an opportunity of obtaining a profound insight into
the
unconscious psychic life of a young man for whom an obsessional neurosis made
life
almost unendurable, so that he could not go into the streets, because he was
tormented by
the fear that he would kill everyone he met. He spent his days in contriving
evidence of
an alibi in case he should be accused of any murder that might have been
committed in
the city. It goes without saying that this man was as moral as he was highly
cultured. The
analysis -- which, by the way, led to a cure -- revealed, as the basis of this
distressing
obsession, murderous impulses in respect of his rather over-strict father --
impulses
which, to his astonishment, had consciously expressed themselves when he was
seven
years old, but which, of course, had originated in a much earlier period of his
childhood.
After the painful illness and death of his father, when the young man was in his
thirtyfirst
year, the obsessive reproach made its appearance, which transferred itself to
strangers in the form of this phobia. Anyone capable of wishing to push his own
father
from a mountain-top into an abyss cannot be trusted to spare the lives of
persons less
closely related to him; he therefore does well to lock himself into his room.
According to my already extensive experience, parents play a leading part in the
infantile
psychology of all persons who subsequently become psychoneurotics. Falling in
love
with one parent and hating the other forms part of the permanent stock of the
psychic
impulses which arise in early childhood, and are of such importance as the
material of the
subsequent neurosis. But I do not believe that psychoneurotics are to be sharply
distinguished in this respect from other persons who remain normal -- that is, I
do not
believe that they are capable of creating something absolutely new and peculiar
to
themselves. It is far more probable -- and this is confirmed by incidental
observations of
normal children -- that in their amorous or hostile attitude toward their
parents,
psychoneurotics do no more than reveal to us, by magnification, something that
occurs
less markedly and intensively in the minds of the majority of children.
Antiquity has
furnished us with legendary matter which corroborates this belief, and the
profound and
universal validity of the old legends is explicable only by an equally universal
validity of
the above-mentioned hypothesis of infantile psychology. I am referring to the
legend of
King Oedipus and the Oedipus Rex of Sophocles. Oedipus, the son of Laius, king
of
Thebes, and Jocasta, is exposed as a suckling, because an oracle had informed
the father
that his son, who was still unborn, would be his murderer. He is rescued, and
grows up as
a king's son at a foreign court, until, being uncertain of his origin, he, too,
consults the
oracle, and is warned to avoid his native place, for he is destined to become
the murderer
of his father and the husband of his mother. On the road leading away from his
supposed
home he meets King Laius, and in a sudden quarrel strikes him dead. He comes to
Thebes, where he solves the riddle of the Sphinx, who is barring the way to the
city,
whereupon he is elected king by the grateful Thebans, and is rewarded with the
hand of
Jocasta. He reigns for many years in peace and honour, and begets two sons and
two
daughters upon his unknown mother, until at last a plague breaks out -- which
causes the
Thebans to consult the oracle anew. Here Sophocles' tragedy begins. The
messengers
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bring the reply that the plague will stop as soon as the murderer of Laius is
driven from
the country. But where is he?
Where shall be found,
Faint, and hard to be known, the trace of the ancient
guilt?
The action of the play consists simply in the disclosure, approached step by
step and
artistically delayed (and comparable to the work of a psychoanalysis) that
Oedipus
himself is the murderer of Laius, and that he is the son of the murdered man and
Jocasta.
Shocked by the abominable crime which he has unwittingly committed, Oedipus
blinds
himself, and departs from his native city. The prophecy of the oracle has been
fulfilled.
The Oedipus Rex is a tragedy of fate; its tragic effect depends on the conflict
between the
all-powerful will of the gods and the vain efforts of human beings threatened
with
disaster; resignation to the divine will, and the perception of one's own
impotence is the
lesson which the deeply moved spectator is supposed to learn from the tragedy.
Modern
authors have therefore sought to achieve a similar tragic effect by expressing
the same
conflict in stories of their own invention. But the playgoers have looked on
unmoved at
the unavailing efforts of guiltless men to avert the fulfilment of curse or
oracle; the
modern tragedies of destiny have failed of their effect.
If the Oedipus Rex is capable of moving a modern reader or playgoer no less
powerfully
than it moved the contemporary Greeks, the only possible explanation is that the
effect of
the Greek tragedy does not depend upon the conflict between fate and human will,
but
upon the peculiar nature of the material by which this conflict is revealed.
There must be
a voice within us which is prepared to acknowledge the compelling power of fate
in the
Oedipus, while we are able to condemn the situations occurring in Die Ahnfrau or
other
tragedies of fate as arbitrary inventions. And there actually is a motive in the
story of
King Oedipus which explains the verdict of this inner voice. His fate moves us
only
because it might have been our own, because the oracle laid upon us before our
birth the
very curse which rested upon him. It may be that we were all destined to direct
our first
sexual impulses toward our mothers, and our first impulses of hatred and
violence toward
our fathers; our dreams convince us that we were. King Oedipus, who slew his
father
Laius and wedded his mother Jocasta, is nothing more or less than a
wish-fulfilment --
the fulfilment of the wish of our childhood. But we, more fortunate than he, in
so far as
we have not become psychoneurotics, have since our childhood succeeded in
withdrawing our sexual impulses from our mothers, and in forgetting our jealousy
of our
fathers. We recoil from the person for whom this primitive wish of our childhood
has
been fulfilled with all the force of the repression which these wishes have
undergone in
our minds since childhood. As the poet brings the guilt of Oedipus to light by
his
investigation, he forces us to become aware of our own inner selves, in which
the same
impulses are still extant, even though they are suppressed. The antithesis with
which the
chorus departs:
Behold, this is Oedipus,
Who unravelled the great riddle, and was first in power,
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Whose fortune all the townsmen praised and envied;
See in what dread adversity he sank!
-- this admonition touches us and our own pride, us who since the years of our
childhood
have grown so wise and so powerful in our own estimation. Like Oedipus, we live
in
ignorance of the desires that offend morality, the desires that nature has
forced upon us,
and after their unveiling we may well prefer to avert our gaze from the scenes
of our
childhood.15
In the very text of Sophocles' tragedy there is an unmistakable reference to the
fact that
the Oedipus legend had its source in dream-material of immemorial antiquity, the
content
of which was the painful disturbance of the child's relations to its parents
caused by the
first impulses of sexuality. Jocasta comforts Oedipus -- who is not yet
enlightened, but is
troubled by the recollection of the oracle -- by an allusion to a dream which is
often
dreamed, though it cannot, in her opinion, mean anything:
For many a man hath seen himself in dreams
His mother's mate, but he who gives no heed
To suchlike matters bears the easier life.
The dream of having sexual intercourse with one's mother was as common then as
it is
today with many people, who tell it with indignation and astonishment. As may
well be
imagined, it is the key to the tragedy and the complement to the dream of the
death of the
father. The Oedipus fable is the reaction of fantasy to these two typical
dreams, and just
as such a dream, when occurring to an adult, is experienced with feelings of
aversion, so
the content of the fable must include terror and self-chastisement. The form
which it
subsequently assumed was the result of an uncomprehending secondary elaboration
of
the material, which sought to make it serve a theological intention.16 The
attempt to
reconcile divine omnipotence with human responsibility must, of course, fail
with this
material as with any other.
Another of the great poetic tragedies, Shakespeare's Hamlet, is rooted in the
same soil as
Oedipus Rex. But the whole difference in the psychic life of the two widely
separated
periods of civilisation, and the progress, during the course of time, of
repression in the
emotional life of humanity, is manifested in the differing treatment of the same
material.
In Oedipus Rex the basic wish-fantasy of the child is brought to light and
realised as it is
in dreams; in Hamlet it remains repressed, and we learn of its existence -- as
we discover
the relevant facts in a neurosis -- only through the inhibitory effects which
proceed from
it. In the more modern drama, the curious fact that it is possible to remain in
complete
uncertainty as to the character of the hero has proved to be quite consistent
with the
overpowering effect of the tragedy. The play is based upon Hamlet's hesitation
in
accomplishing the task of revenge assigned to him; the text does not give the
cause or the
motive of this hesitation, nor have the manifold attempts at interpretation
succeeded in
doing so. According to the still prevailing conception, a conception for which
Goethe was
first responsible, Hamlet represents the type of man whose active energy is
paralysed by
excessive intellectual activity: `Sicklied o'er with the pale cast of thought.'
According to
another conception, the poet has endeavoured to portray a morbid, irresolute
character, on
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the verge of neurasthenia. The plot of the drama, however, shows us that Hamlet
is by no
means intended to appear as a character wholly incapable of action. On two
separate
occasions we see him assert himself: once in a sudden outburst of rage, when he
stabs the
eavesdropper behind the arras, and on the other occasion when he deliberately,
and even
craftily, with the complete unscrupulousness of a prince of the Renaissance,
sends the
two courtiers to the death which was intended for himself. What is it, then,
that inhibits
him in accomplishing the task which his father's ghost has laid upon him? Here
the
explanation offers itself that it is the peculiar nature of this task. Hamlet is
able to do
anything but take vengeance upon the man who did away with his father and has
taken
his father's place with his mother -- the man who shows him in realisation the
repressed
desires of his own childhood. The loathing which should have driven him to
revenge is
thus replaced by self-reproach, by conscientious scruples, which tell him that
he himself
is no better than the murderer whom he is required to punish. I have here
translated into
consciousness what had to remain unconscious in the mind of the hero; if anyone
wishes
to call Hamlet an hysterical subject I cannot but admit that this is the
deduction to be
drawn from my interpretation. The sexual aversion which Hamlet expresses in
conversation with Ophelia is perfectly consistent with this deduction -- the
same sexual
aversion which during the next few years was increasingly to take possession of
the
poet's soul, until it found its supreme utterance in Timon of Athens. It can, of
course, be
only the poet's own psychology with which we are confronted in Hamlet; and in a
work
on Shakespeare by Georg Brandes (1896) I find the statement that the drama was
composed immediately after the death of Shakespeare's father (1601) -- that is
to say,
when he was still mourning his loss, and during a revival, as we may fairly
assume, of his
own childish feelings in respect of his father. It is known, too, that
Shakespeare's son,
who died in childhood, bore the name of Hamnet (identical with Hamlet). Just as
Hamlet
treats of the relation of the son to his parents, so Macbeth, which was written
about the
same period, is based upon the theme of childlessness. Just as all neurotic
symptoms, like
dreams themselves, are capable of hyper-interpretation, and even require such
hyperinterpretation
before they become perfectly intelligible, so every genuine poetical
creation must have proceeded from more than one motive, more than one impulse in
the
mind of the poet, and must admit of more than one interpretation. I have here
attempted
to interpret only the deepest stratum of impulses in the mind of the creative
poet.17
With regard to typical dreams of the death of relatives, I must add a few words
upon their
significance from the point of view of the theory of dreams in general. These
dreams
show us the occurrence of a very unusual state of things; they show us that the
dreamthought
created by the repressed wish completely escapes the censorship, and is
transferred to the dream without alteration. Special conditions must obtain in
order to
make this possible. The following two factors favour the production of these
dreams:
first, this is the last wish that we could credit ourselves with harbouring; we
believe such
a wish `would never occur to us even in a dream'; the dream-censorship is
therefore
unprepared for this monstrosity, just as the laws of Solon did not foresee the
necessity of
establishing a penalty for patricide. Secondly, the repressed and unsuspected
wish is, in
this special case, frequently met half-way by a residue from the day's
experience, in the
form of some concern for the life of the beloved person. This anxiety cannot
enter into
the dream otherwise than by taking advantage of the corresponding wish; but the
wish is
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able to mask itself behind the concern which has been aroused during the day. If
one is
inclined to think that all this is really a very much simpler process, and to
imagine that
one merely continues during the night, and in one's dream, what was begun during
the
day, one removes the dreams of the death of those dear to us out of all
connection with
the general explanation of dreams, and a problem that may very well be solved
remains a
problem needlessly.
It is instructive to trace the relation of these dreams to anxiety-dreams. In
dreams of the
death of those dear to us the repressed wish has found a way of avoiding the
censorship --
and the distortion for which the censorship is responsible. An invariable
concomitant
phenomenon, then, is that painful emotions are felt in the dream. Similarly, an
anxietydream
occurs only when the censorship is entirely or partially overpowered, and on the
other hand, the overpowering of the censorship is facilitated when the actual
sensation of
anxiety is already present from somatic sources. It thus becomes obvious for
what
purpose the censorship performs its office and practices dream-distortion; it
does so in
order to prevent the development of anxiety or other forms of painful affect.
I have spoken in the foregoing sections of the egoism of the child's psyche, and
I now
emphasise this peculiarity in order to suggest a connection, for dreams too have
retained
this characteristic. All dreams are absolutely egoistical; in every dream the
beloved ego
appears, even though in a disguised form. The wishes that are realised in dreams
are
invariably the wishes of this ego; it is only a deceptive appearance if interest
in another
person is believed to have evoked a dream. I will now analyse a few examples
which
appear to contradict this assertion.
Dream 1
A boy not yet four years of age relates the following dream: He saw a large
garnished
dish, on which was a large joint of roast meat; and the joint was suddenly --
not carved --
but eaten up. He did not see the person who ate it.18
Who can he be, this strange person, of whose luxurious repast the little fellow
dreams?
The experience of the day must supply the answer. For some days past the boy, in
accordance with the doctor's orders, had been living on a milk diet; but on the
evening of
the `dream-day' he had been naughty, and, as a punishment, had been deprived of
his
supper. He had already undergone one such hunger-cure, and had borne his
deprivation
bravely. He knew that he would get nothing, but he did not even allude to the
fact that he
was hungry. Training was beginning to produce its effect; this is demonstrated
even by
the dream, which reveals the beginnings of dream-distortion. There is no doubt
that he
himself is the person whose desires are directed toward this abundant meal, and
a meal of
roast meat at that. But since he knows that this is forbidden him, he does not
dare, as
hungry children do in dreams (cf. my little Anna's dream about strawberries, p.
41), to sit
down to the meal himself. The person remains anonymous.
Dream 2
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One night I dream that I see on a bookseller's counter a new volume of one of
those
collectors' series, which I am in the habit of buying (monographs on artistic
subjects,
history, famous artistic centres, etc.). The new collection is entitled `Famous
Orators' (or
Orations), and the first number bears the name of Dr Lecher.
On analysis it seems to me improbable that the fame of Dr Lecher, the
long-winded
speaker of the German Opposition, should occupy my thoughts while I am dreaming.
The
fact is that a few days ago I undertook the psychological treatment of some new
patients,
and am now forced to talk for ten to twelve hours a day. Thus I myself am a
long-winded
speaker.
Dream 3
On another occasion I dream that a university lecturer of my acquaintance says
to me:
`My son, the myopic.' Then follows a dialogue of brief observations and replies.
A third
portion of the dream follows, in which I and my sons appear, and so far as the
latent
dream-content is concerned, the father, the son, and Professor M., are merely
lay figures,
representing myself and my eldest son. Later on I shall examine this dream
again, on
account of another peculiarity.
Dream 4
The following dream gives an example of really base, egoistical feelings, which
conceal
themselves behind an affectionate concern: My friend Otto looks ill; his face is
brown
and his eyes protrude.
Otto is my family physician, to whom I owe a debt greater than I can ever hope
to repay,
since he has watched for years over the health of my children, has treated them
successfully when they have been ill, and, moreover, has given them presents
whenever
he could find any excuse for doing so. He paid us a visit on the day of the
dream, and my
wife noticed that he looked tired and exhausted. At night I dream of him, and my
dream
attributes to him certain of the symptoms of Basedow's disease. If you were to
disregard
my rules for dream-interpretation you would understand this dream to mean that I
am
concerned about the health of my friend, and that this concern is realised in
the dream. It
would thus constitute a contradiction not only of the assertion that a dream is
a wishfulfilment,
but also of the assertion that it is accessible only to egoistical impulses. But
will those who thus interpret my dream explain why I should fear that Otto has
Basedow's disease, for which diagnosis his appearance does not afford the
slightest
justification? My analysis, on the other hand, furnishes the following material,
deriving
from an incident which had occurred six years earlier. We were driving -- a
small party of
us, including Professor R. -- in the dark through the forest of N., which lies
at a distance
of some hours from where we were staying in the country. The driver, who was not
quite
sober, overthrew us and the carriage down a bank, and it was only by good
fortune that
we all escaped unhurt. But we were forced to spend the night at the nearest inn,
where the
news of our mishap aroused great sympathy. A certain gentleman, who showed
unmistakable symptoms of morbus Basedowii -- the brownish colour of the skin of
the
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face and the protruding eyes, but no goitre -- placed himself entirely at our
disposal, and
asked what he could do for us.
Professor R. answered in his decisive way, `Nothing, except lend me a
nightshirt.'
Whereupon our generous friend replied: `I am sorry, but I cannot do that,' and
left us.
In continuing the analysis, it occurs to me that Basedow is the name not only of
a
physician, but also of a famous pedagogue. (Now that I am wide awake, I do not
feel
quite sure of this fact.) My friend Otto is the person whom I have asked to take
charge of
the physical education of my children -- especially during the age of puberty
(hence the
nightshirt) in case anything should happen to me. By seeing Otto in my dream
with the
morbid symptoms of our above-mentioned generous helper, I clearly mean to say:
`If
anything happens to me, he will do just as little for my children as Baron L.
did for us, in
spite of his amiable offers.' The egoistical flavour of this dream should now be
obvious
enough.19
But where is the wish-fulfilment to be found in this? Not in the vengeance
wreaked on
my friend Otto (who seems to be fated to be badly treated in my dreams), but in
the
following circumstance: Inasmuch as in my dream I represented Otto as Baron L.,
I
likewise identified myself with another person, namely, with Professor R.; for I
have
asked something of Otto, just as R. asked something of Baron L. at the time of
the
incident I have described. And this is the point. For Professor R. has gone his
way
independently, outside academic circles, just as I myself have done, and has
only in his
later years received the title which he had earned long before. Once more, then,
I want to
be a professor! The very phrase `in his later years' is a wish-fulfilment, for
it means that I
shall live long enough to steer my boys through the age of puberty myself.
Of other typical dreams, in which one flies with a feeling of ease or falls in
terror, I know
nothing from my own experience, and whatever I have to say about them I owe to
my
psychoanalyses. From the information thus obtained one must conclude that these
dreams
also reproduce impressions made in childhood -- that is, that they refer to the
games
involving rapid motion which have such an extraordinary attraction for children.
Where
is the uncle who has never made a child fly by running with it across the room
with
outstretched arms, or has never played at falling with it by rocking it on his
knee and then
suddenly straightening his leg, or by lifting it above his head and suddenly
pretending to
withdraw his supporting hand? At such moments children shout with joy, and
insatiably
demand a repetition of the performance, especially if a little fright and
dizziness are
involved in the game; in after years they repeat their sensations in dreams, but
in dreams
they omit the hands that held them, so that now they are free to float or fall.
We know
that all small children have a fondness for such games as rocking and seesawing;
and if
they see gymnastic performances at the circus their recollection of such games
is
refreshed.20 In some boys a hysterical attack will consist simply in the
reproduction of
such performances, which they accomplish with great dexterity. Not infrequently
sexual
sensations are excited by these games of movement, which are quite neutral in
themselves.21 To express the matter in a few words: the `exciting' games of
childhood are
repeated in dreams of flying, falling, reeling and the like, but the voluptuous
feelings are
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now transformed into anxiety. But, as every mother knows, the excited play of
children
often enough culminates in quarrelling and tears.
I have therefore good reason for rejecting the explanation that it is the state
of our dermal
sensations during sleep, the sensation of the movements of the lungs, etc., that
evokes
dreams of flying and falling. I see that these very sensations have been
reproduced from
the memory to which the dream refers -- and that they are, therefore,
dream-content and
not dream-sources.
I do not for a moment deny, however, that I am unable to furnish a full
explanation of this
series of typical dreams. Precisely here my material leaves me in the lurch. I
must adhere
to the general opinion that all the dermal and kinetic sensations of these
typical dreams
are awakened as soon as any psychic motive of whatever kind has need of them,
and that
they are neglected when there is no such need of them. The relation to infantile
experiences seems to be confirmed by the indications which I have obtained from
the
analyses of psychoneurotics. But I am unable to say what other meanings might,
in the
course of the dreamer's life, have become attached to the memory of these
sensations --
different, perhaps, in each individual, despite the typical appearance of these
dreams --
and I should very much like to be in a position to fill this gap with careful
analyses of
good examples. To those who wonder why I complain of a lack of material, despite
the
frequency of these dreams of flying, falling, tooth-drawing, etc., I must
explain that I
myself have never experienced any such dreams since I have turned my attention
to the
subject of dream-interpretation. The dreams of neurotics which are at my
disposal,
however, are not all capable of interpretation, and very often it is impossible
to penetrate
to the farthest point of their hidden intention; a certain psychic force which
participated in
the building up of the neurosis, and which again becomes active during its
dissolution,
opposes interpretation of the final problem.
(c) The Examination-Dream
Everyone who has received his certificate of matriculation after passing his
final
examination at school complains of the persistence with which he is plagued by
anxietydreams
in which he has failed, or must go through his course again, etc. For the holder
of
a university degree this typical dream is replaced by another, which represents
that he has
not taken his doctor's degree, to which he vainly objects, while still asleep,
that he has
already been practising for years, or is already a university lecturer or the
senior partner
of a firm of lawyers, and so on. These are the ineradicable memories of the
punishments
we suffered as children for misdeeds which we had committed -- memories which
were
revived in us on the dies irae, dies illa of the gruelling examination at the
two critical
junctures in our careers as students. The `examination-anxiety' of neurotics is
likewise
intensified by this childish fear. When our student days are over it is no
longer our
parents or teachers who see to our punishment; the inexorable chain of cause and
effect
of later life has taken over our further education. Now we dream of our
matriculation, or
the examination for the doctor's degree -- and who has not been faint-hearted on
such
occasions? -- whenever we fear that we may be punished by some unpleasant result
because we have done something carelessly or wrongly, because we have not been
as
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thorough as we might have been -- in short, whenever we feel the burden of
responsibility.
For a further explanation of examination-dreams I have to thank a remark made by
a
colleague who had studied this subject, who once stated, in the course of a
scientific
discussion, that in his experience the examination-dream occurred only to
persons who
had passed the examination, never to those who had `flunked'. We have had
increasing
confirmation of the fact that the anxiety-dream of examination occurs when the
dreamer
is anticipating a responsible task on the following day, with the possibility of
disgrace;
recourse will then be had to an occasion in the past on which a great anxiety
proved to
have been without real justification, having, indeed, been refuted by the
outcome. Such a
dream would be a very striking example of the way in which the dream-content is
misunderstood by the waking instance. The exclamation which is regarded as a
protest
against the dream: `But I am already a doctor,' etc., would in reality be the
consolation
offered by the dream, and should, therefore, be worded as follows: `Do not be
afraid of
the morrow; think of the anxiety which you felt before your matriculation; yet
nothing
happened to justify it, for now you are a doctor,' etc. But the anxiety which we
attribute
to the dream really has its origin in the residues of the dream-day.
The tests of this interpretation which I have been able to make in my own case,
and in
that of others, although by no means exhaustive, were entirely in its favour.22
For
example, I failed in my examination for the doctor's degree in medical
jurisprudence;
never once has the matter worried me in my dreams, while I have often enough
been
examined in botany, zoology, and chemistry, and I sat for the examinations in
these
subjects with well-justified anxiety, but escaped disaster, through the clemency
of fate, or
of the examiner. In my dreams of school examinations I am always examined in
history,
a subject in which I passed brilliantly at the time, but only, I must admit,
because my
good-natured professor -- my one-eyed benefactor in another dream -- did not
overlook
the fact that on the examination paper which I returned to him I had crossed out
with my
fingernail the second of three questions, as a hint that he should not insist on
it. One of
my patients, who withdrew before the matriculation examination, only to pass it
later, but
failed in the officer's examination, so that he did not become an officer, tells
me that he
often dreams of the former examination, but never of the latter.
W. Stekel, who was the first to interpret the `matriculation dream', maintains
that this
dream invariably refers to sexual experiences and sexual maturity. This has
frequently
been confirmed in my experience.
1 The statement that our method of dream-interpretation is inapplicable when we
have not
at our disposal the dreamer's association-material must be qualified. In one
case our work
of interpretation is independent of these associations: namely, when the dreamer
makes
use of symbolic elements in his dream. We then employ what is, strictly
speaking, a
second or auxiliary method of dream-interpretation (see below).
2 The child appears in the fairy-tale also, for there a little child suddenly
cries out: `But he
hasn't anything on at all!'
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3 Ferenczi has recorded a number of interesting dreams of nakedness in women
which
were without difficulty traced to the infantile delight in exhibitionism, but
which differ in
many features from the `typical' dream of nakedness discussed above.
4 For obvious reasons the presence of `the whole family' in the dream has the
same
significance.
5 A supplementary interpretation of this dream: To spit (spucken) on the stairs,
since
spuken (to haunt) is the occupation of spirits (cf. English, spook), led me by a
free
translation to esprit d'escalier. `Stair-wit' means unreadiness at repartee
(Schlagfertigkeit
= literally: readiness to hit out), with which I really have to reproach myself.
But was the
nurse deficient in Schlagfertigkeit?
6 cf. also: Analyse der Phobie eines fünfjährigen Knaben in the Jahrbuch für
psychoanal.
und psychopath. Forschungen, Bd. i, 1909 (Ges. Schriften, Bd. viii), and über
infantile
Sexualtheorien, in the Sammlung kleiner Schriften zur Neurosenlehre (Ges.
Schriften, Bd.
v).
7 Hans, whose phobia was the subject of the analysis in the above-mentioned
publication,
cried out at the age of three and a half, while feverish shortly after the birth
of a sister:
`But I don't want to have a little sister.' In his neurosis, eighteen months
later, he frankly
confessed the wish that his mother should drop the child into the bath while
bathing it, in
order that it might die. With all this, Hans was a good-natured, affectionate
child, who
soon became fond of his sister, and took her under his special protection.
8 Such cases of death in the experience of children may soon be forgotten in the
family,
but psychoanalytical investigation shows that they are very significant for a
later
neurosis.
9 Since the above was written a great many observations relating to the
originally hostile
attitude of children toward their brothers and sisters, and toward one of their
parents,
have been recorded in the literature of psychoanalysis. One writer, Spitteler,
gives the
following peculiarly sincere and ingenuous description of this typical childish
attitude as
he experienced it in his earliest childhood: `Moreover, there was now a second
Adolf. A
little creature whom they declared was my brother, but I could not understand
what he
could be for, or why they should pretend he was a being like myself. I was
sufficient unto
myself: what did I want with a brother? And he was not only useless, he was also
even
troublesome. When I plagued my grandmother, he too wanted to plague her; when I
was
wheeled about in the baby-carriage he sat opposite me, and took up half the
room, so that
we could not help kicking one another.'
10 The three-and-a-half-year-old Hans embodied his devastating criticism of his
little sister
in these identical words (loc. cit.) He assumed that she was unable to speak on
account of
her lack of teeth.
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11 To my astonishment, I was told that a highly intelligent boy of ten, after
the sudden
death of his father, said: `I understand that father is dead, but I can't see
why he does not
come home to supper.' Further material relating to this subject will be found in
the
section Kinderseele, edited by Frau Dr von Hug-Hellmuth, in Imago, Bd. i-v,
1912-18.
12 The observation of a father trained in psychoanalysis was able to detect the
very
moment when his very intelligent little daughter, aged four, realised the
difference
between `being away' and `being dead'. The child was being troublesome at table,
and
noted that one of the waitresses in the pension was looking at her with an
expression of
annoyance. `Josephine ought to be dead,' she thereupon remarked to her father.
`But why
dead?' asked the father, soothingly. `Wouldn't it be enough if she went away?'
`No,'
replied the child, `then she would come back again.' To the uncurbed self-love
(narcissism) of the child every inconvenience constitutes the crime of lèsé
majesté, and,
as in the Draconian code, the child's feelings prescribe for all such crimes the
one
invariable punishment.
13 The situation is frequently disguised by the intervention of a tendency to
punishment,
which in the form of a moral reaction, threatens the loss of the beloved parent.
14 At least in some of the mythological accounts. According to others,
emasculation was
inflicted only by Kronos on his father Uranos. With regard to the mythological
significance of this motive, cf. Otto Rank's Der Mythus von der Geburt des
Helden, in
Heft v of Schriften zur angew. Seelenkunde, 1909, and Das Inzestmotiv in
Dichtung und
Sage, 1912, chap. ix, 2.
15 None of the discoveries of psychoanalytical research has evoked such
embittered
contradiction, such furious opposition, and also such entertaining acrobatics of
criticism,
as this indication of the incestuous impulses of childhood which survive in the
unconscious. An attempt has even been made recently, in defiance of all
experience, to
assign only a `symbolic' significance to incest. Ferenczi has given an ingenious
reinterpretation of the Oedipus myth, based on a passage in one of
Schopenhauer's letters,
in Imago, i, 1912. The `Oedipus complex', which was first alluded to here in The
Interpretation of Dreams, has through further study of the subject, acquired an
unexpected significance for the understanding of human history and the evolution
of
religion and morality. See Totem und Taboo.
16 c.f. the dream-material of exhibitionism, p. 137.
17 These indications in the direction of an analytical understanding of Hamlet
were
subsequently developed by Dr Ernest Jones, who defended the above conception
against
others which have been put forward in the literature of the subject. (The
Problem of
Hamlet and the Oedipus Complex, 1911). The relation of the material of Hamlet to
the
`myth of the birth of the hero' has been demonstrated by O. Rank. Further
attempts at an
analysis of Macbeth will be found in my essay on Einige Charaktertypen, aus der
psychoanalytischen Arbeit, in Imago, iv, 1916, (Ges. Schriften, Bd. x), in L.
Jekels's
Shakespeare's Macbeth, in Imago, v, 1918; and in The Oedipus Complex as an
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Explanation of Hamlet's Mystery: a Study in Motive (American Journal of
Psychology,
1910, vol. xxi).
18 Even the large, over-abundant, immoderate and exaggerated things occurring in
dreams
may be a childish characteristic. A child wants nothing more intensely than to
grow big,
and to eat as much of everything as grown-ups do; a child is hard to satisfy; he
knows no
such word as `enough', and insatiably demands the practise moderation, to be
modest and
resiged, only through training. As we know, the neurotic also is inclined to
immoderation
and excess.
19 While Dr Ernest Jones was delivering a lecture before an American scientific
society,
and was speaking of egoism in dreams, a learned lady took exception to this
unscientific
generalisation. She thought the lecturer was entitled to pronounce such a
verdict only on
the dreams of Austrians but had no right to include the dreams of Americans. As
for
herself, she was sure that all her dreams were strictly altruistic.
In justice to this lady with her national pride it may, however, be remarked
that the
dogma `the dream is wholly egoistic' must not be misunderstood. For inasmuch as
everything that occurs in preconscious thinking may appear in dreams (in the
content as
well as the latent dream-thoughts) the altruistic feelings may possibly occur.
Similarly,
affectionate or amorous feelings for another person, if they exist in the
unconscious, may
occur in dreams. The truth of the assertion is therefore restricted to the fact
that among
the unconscious stimuli of dreams one very often finds egoistical tendencies
which seem
to have been overcome in the waking state.
20 Psychoanalytic investigation has enabled us to conclude that in the
predilection shown
by children for gymnastic performances, and in the repetition of these in
hysterical
attacks, there is, besides the pleasure felt in the organ, yet another factor at
work (often
unconscious): namely, a memory-picture of sexual intercourse observed in human
beings
or animals.
21 A young colleague, who is entirely free from nervousness, tells me, in this
connection:
`I know from my own experience that while swinging, and at the moment at which
the
downward movement was at its maximum, I used to have a curious feeling in my
genitals, which, although it was not really pleasing to me, I must describe as a
voluptuous
feeling.' I have often heard from patients that the first erections with
voluptuous
sensations which they can remember to have had in boyhood occurred while they
were
climbing. It is established with complete certainty by psychoanalysis that the
first sexual
sensations often have their origin in the scufflings and wrestlings of
childhood.
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